-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dqw3cDMn9WbpzQH64+EovF5FpsLTda7ZT2v4He8AbXUbOs3MMKa/CeFeyfANRTsd gFq6yiEiyYct8Xr9FFKMng== 0001047469-02-007097.txt : 20021216 0001047469-02-007097.hdr.sgml : 20021216 20021216155807 ACCESSION NUMBER: 0001047469-02-007097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021212 FILED AS OF DATE: 20021216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KRAFT FOODS INC CENTRAL INDEX KEY: 0001103982 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 522284372 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16483 FILM NUMBER: 02858744 BUSINESS ADDRESS: STREET 1: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8476462000 MAIL ADDRESS: STREET 1: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PHILIP MORRIS COMPANIES INC CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] RELATIONSHIP: OWNER IRS NUMBER: 133260245 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176635000 MAIL ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 a2096285z4.htm 4

    FORM 4

o Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

(Print or Type Responses)
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF
CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
 
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1.   Name and Address of Reporting Person*   2.   Issuer Name and Ticker or Trading Symbol   6.   Relationship of Reporting Person(s) to Issuer
(Check all applicable)
    Philip Morris Companies Inc.       Kraft Foods Inc. (NYSE-KFT)                Director     X   10% Owner

 
           
    (Last)   (First)   (Middle)   3.   I.R.S. Identification Number of Reporting Person, if an entity (voluntary)   4.   Statement for
Month/Day/Year
               Officer
        (give title below)
           Other
        (specify below)
    120 Park Avenue               12/12/2002            

 
 
     
(Street)           5.   If Amendment, Date of Original (Month/Day/Year)   7.   Individual or Joint/Group Filing
(Check Applicable Line)
    X     Form filed by One Reporting Person
             Form filed by More than
    New York   NY   10017                                   One Reporting Person

    (City)   (State)   (Zip)                            
                Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.   Title of Security
(Instr. 3)
  2.   Transaction Date   2A.   Deemed Execution Date, if any   3.   Transaction Code
(Instr. 8)
  4.   Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
  5.   Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
  6.   Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
  7.   Nature of Indirect Beneficial Ownership
(Instr. 4)
            (Month/Day/Year)   (Month/Day/Year)  
                       
                            Code   V       Amount   (A) or (D)   Price                        

    Class A common stock       12/12/02               P           4,000   A   $39.05               D        

    Class A common stock       12/12/02               P           4,000   A   $39.21               D        

    Class A common stock       12/12/02               P           4,000   A   $39.22               D        

    Class A common stock       12/12/02               P           2,000   A   $39.24               D        

    Class A common stock       12/12/02               P           2,000   A   $39.25               D        

    Class A common stock       12/12/02               P           4,000   A   $39.27               D        

    Class A common stock       12/12/02               P           4,000   A   $39.29               D        

    Class A common stock       12/12/02               P           8,000   A   $39.30               D        

    Class A common stock       12/12/02               P           3,000   A   $39.31               D        

    Class A common stock       12/12/02               P           3,000   A   $39.32               D        


    Class A common stock       12/12/02               P           8,000   A   $39.35               D        

    Class A common stock       12/12/02               P           1,000   A   $39.36               D        

    Class A common stock       12/12/02               P           2,000   A   $39.37               D        

    Class A common stock       12/12/02               P           1,000   A   $39.38               D        

    Class A common stock       12/12/02               P           13,000   A   $39.39               D        

    Class A common stock       12/12/02               P           5,000   A   $39.40               D        

    Class A common stock       12/12/02               P           11,000   A   $39.41               D        

    Class A common stock       12/12/02               P           8,000   A   $39.42               D        

    Class A common stock       12/12/02               P           6,000   A   $39.43               D        

    Class A common stock       12/12/02               P           3,000   A   $39.44               D        

    Class A common stock       12/12/02               P           4,000   A   $39.45       275,590,000       D        


FORM 4 (Continued)   Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g., puts, calls, warrants, options, convertible securities)

1.   Title of Derivative Security
(Instr. 3)
  2.   Conversion or Exercise Price of Derivative Security   3.   Transaction Date
(Month/Day/Year)
  3A.   Deemed Execution Date, if any
(Month/Day/Year)
  4.   Transaction Code
(Instr. 8)
  5.   Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
  6.   Date Exercisable and Expiration Date (Month/Day/Year)
                               
 
                                    Code   V       (A)   (D)       Date
Exercisable
  Expiration Date

                                                                 

                                                                 

                                                                 

                                                                 

                                                                 

                                                                 

                                                                 

                                                                 

                                                                 

                                                                 


7.   Title and Amount of Underlying Securities
(Instr. 3 and 4)
  8.   Price of Derivative Security
(Instr. 5)
  9.   Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
  10.   Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4)   11.   Nature of Indirect Beneficial Ownership
(Instr. 4)
   
                               
    Title   Amount or Number of Shares                                

                                         

                                         

                                         

                                         

                                         

                                         

                                         

                                         

                                         

                                         

Explanation of Responses:

/s/ AMY J. ENGEL
Vice President and Treasurer
  December 16, 2002

**Signature of Reporting Person
 
Date

Reminder:

 

Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

 

If the form is filed by more than one reporting person,
see Instruction 4(b)(v).

**

 

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

 

File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.


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