0000764180-22-000115.txt : 20221219 0000764180-22-000115.hdr.sgml : 20221219 20221219171830 ACCESSION NUMBER: 0000764180-22-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221216 FILED AS OF DATE: 20221219 DATE AS OF CHANGE: 20221219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTRIA GROUP, INC. CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38403 FILM NUMBER: 221472056 BUSINESS ADDRESS: STREET 1: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: (804) 274-2200 MAIL ADDRESS: STREET 1: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 FORMER NAME: FORMER CONFORMED NAME: ALTRIA GROUP INC DATE OF NAME CHANGE: 20030127 FORMER NAME: FORMER CONFORMED NAME: PHILIP MORRIS COMPANIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altria Summit LLC CENTRAL INDEX KEY: 0001797821 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38403 FILM NUMBER: 221472055 BUSINESS ADDRESS: STREET 1: C/O ALTRIA GROUP, INC. STREET 2: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: (804) 274-2200 MAIL ADDRESS: STREET 1: C/O ALTRIA GROUP, INC. STREET 2: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maple Holdco (Bermuda) Ltd. CENTRAL INDEX KEY: 0001797904 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38403 FILM NUMBER: 221472054 BUSINESS ADDRESS: STREET 1: C/O ALTRIA GROUP, INC. STREET 2: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: (804) 274-2200 MAIL ADDRESS: STREET 1: C/O ALTRIA GROUP, INC. STREET 2: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maple Acquireco (Canada) ULC CENTRAL INDEX KEY: 0001797863 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38403 FILM NUMBER: 221472053 BUSINESS ADDRESS: STREET 1: C/O ALTRIA GROUP, INC. STREET 2: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: (804) 274-2200 MAIL ADDRESS: STREET 1: C/O ALTRIA GROUP, INC. STREET 2: 6601 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cronos Group Inc. CENTRAL INDEX KEY: 0001656472 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 PETER STREET STREET 2: SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5V 2H1 BUSINESS PHONE: (416) 504-0004 MAIL ADDRESS: STREET 1: 111 PETER STREET STREET 2: SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5V 2H1 FORMER COMPANY: FORMER CONFORMED NAME: PharmaCan Capital Corp. DATE OF NAME CHANGE: 20151021 4 1 wf-form4_167148823187689.xml FORM 4 X0306 4 2022-12-16 0 0001656472 Cronos Group Inc. CRON 0000764180 ALTRIA GROUP, INC. 6601 W BROAD ST RICHMOND VA 23230 0 0 1 0 0001797821 Altria Summit LLC C/O ALTRIA GROUP, INC. 6601 W BROAD ST RICHMOND VA 23230 0 0 1 0 0001797904 Maple Holdco (Bermuda) Ltd. C/O ALTRIA GROUP, INC. 6601 W BROAD ST RICHMOND VA 23230 0 0 1 0 0001797863 Maple Acquireco (Canada) ULC C/O ALTRIA GROUP, INC. 6601 W BROAD ST RICHMOND VA 23230 0 0 1 0 Common shares, no par value ("Common Shares") 156573537 I See Footnote Warrant (right to buy) 19.0 2022-12-16 4 J 0 1 0 D 2019-03-08 2023-03-08 Common Stock 84243223.0 0 I See Footnote This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Altria Group, Inc., a corporation organized under the laws of the Commonwealth of Virginia ("Altria"); (ii) Altria Summit LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia ("Altria Summit"); (iii) Maple Holdco (Bermuda) Ltd., a company organized under the laws of Bermuda ("Bermuda Holdco"); and (iv) Maple Acquireco (Canada) ULC, an unlimited liability company organized under the laws of the province of British Columbia, Canada ("Acquireco"). Acquireco is wholly owned by Bermuda Holdco, which is wholly owned by Altria Summit, which is wholly owned by Altria. Altria Summit is a manager-managed limited liability company and Altria is its sole member. Reflects 156,573,537 Common Shares of the Issuer directly held by Acquireco. The exercise price is expressed in Canadian dollars. On December 16, 2022, Altria Summit notified the Issuer of its irrevocable abandonment of the Warrant and of any and all rights that it may have held in the Warrant or any Common Shares underlying the Warrant for no consideration and returned to the Issuer the certificate evidencing the Warrant. Following such abandonment, each of Altria and Altria Summit disclaim any beneficial ownership of the 84,243,223 Common Shares which, as of December 14, 2022, based on information provided by the Issuer, were issuable upon the exercise in full of the Warrant, and this report shall not be deemed an admission that a Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Reflects a warrant (the "Warrant") to purchase up to 84,243,223 shares of common stock, no par value, of the Issuer ("Common Shares") directly held by Altria Summit. The Warrant was issued on March 8, 2019 and, at the time of issuance, provided Altria Summit the right to purchase up to an additional 73,990,693 Common Shares at an exercise price of CAD$19.00 per Common Share, subject to customary anti-dilution adjustments. Altria Group, Inc., By: /s/ W. Hildebrandt Surgner, Jr., Vice President, Corporate Secretary and Associate General Counsel 2022-12-19 Altria Summit LLC, By: /s/ Mary C. Bigelow, Vice President and Secretary 2022-12-19 Maple Holdco (Bermuda) Ltd., By: /s/ David A. Wise, President 2022-12-19 Maple Acquireco (Canada) ULC, By: /s/ Mary C. Bigelow, Secretary 2022-12-19