0000764180-22-000115.txt : 20221219
0000764180-22-000115.hdr.sgml : 20221219
20221219171830
ACCESSION NUMBER: 0000764180-22-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221216
FILED AS OF DATE: 20221219
DATE AS OF CHANGE: 20221219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTRIA GROUP, INC.
CENTRAL INDEX KEY: 0000764180
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38403
FILM NUMBER: 221472056
BUSINESS ADDRESS:
STREET 1: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: (804) 274-2200
MAIL ADDRESS:
STREET 1: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
FORMER NAME:
FORMER CONFORMED NAME: ALTRIA GROUP INC
DATE OF NAME CHANGE: 20030127
FORMER NAME:
FORMER CONFORMED NAME: PHILIP MORRIS COMPANIES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Altria Summit LLC
CENTRAL INDEX KEY: 0001797821
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38403
FILM NUMBER: 221472055
BUSINESS ADDRESS:
STREET 1: C/O ALTRIA GROUP, INC.
STREET 2: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: (804) 274-2200
MAIL ADDRESS:
STREET 1: C/O ALTRIA GROUP, INC.
STREET 2: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maple Holdco (Bermuda) Ltd.
CENTRAL INDEX KEY: 0001797904
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38403
FILM NUMBER: 221472054
BUSINESS ADDRESS:
STREET 1: C/O ALTRIA GROUP, INC.
STREET 2: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: (804) 274-2200
MAIL ADDRESS:
STREET 1: C/O ALTRIA GROUP, INC.
STREET 2: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maple Acquireco (Canada) ULC
CENTRAL INDEX KEY: 0001797863
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38403
FILM NUMBER: 221472053
BUSINESS ADDRESS:
STREET 1: C/O ALTRIA GROUP, INC.
STREET 2: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: (804) 274-2200
MAIL ADDRESS:
STREET 1: C/O ALTRIA GROUP, INC.
STREET 2: 6601 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cronos Group Inc.
CENTRAL INDEX KEY: 0001656472
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 PETER STREET
STREET 2: SUITE 300
CITY: TORONTO
STATE: A6
ZIP: M5V 2H1
BUSINESS PHONE: (416) 504-0004
MAIL ADDRESS:
STREET 1: 111 PETER STREET
STREET 2: SUITE 300
CITY: TORONTO
STATE: A6
ZIP: M5V 2H1
FORMER COMPANY:
FORMER CONFORMED NAME: PharmaCan Capital Corp.
DATE OF NAME CHANGE: 20151021
4
1
wf-form4_167148823187689.xml
FORM 4
X0306
4
2022-12-16
0
0001656472
Cronos Group Inc.
CRON
0000764180
ALTRIA GROUP, INC.
6601 W BROAD ST
RICHMOND
VA
23230
0
0
1
0
0001797821
Altria Summit LLC
C/O ALTRIA GROUP, INC.
6601 W BROAD ST
RICHMOND
VA
23230
0
0
1
0
0001797904
Maple Holdco (Bermuda) Ltd.
C/O ALTRIA GROUP, INC.
6601 W BROAD ST
RICHMOND
VA
23230
0
0
1
0
0001797863
Maple Acquireco (Canada) ULC
C/O ALTRIA GROUP, INC.
6601 W BROAD ST
RICHMOND
VA
23230
0
0
1
0
Common shares, no par value ("Common Shares")
156573537
I
See Footnote
Warrant (right to buy)
19.0
2022-12-16
4
J
0
1
0
D
2019-03-08
2023-03-08
Common Stock
84243223.0
0
I
See Footnote
This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Altria Group, Inc., a corporation organized under the laws of the Commonwealth of Virginia ("Altria"); (ii) Altria Summit LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia ("Altria Summit"); (iii) Maple Holdco (Bermuda) Ltd., a company organized under the laws of Bermuda ("Bermuda Holdco"); and (iv) Maple Acquireco (Canada) ULC, an unlimited liability company organized under the laws of the province of British Columbia, Canada ("Acquireco").
Acquireco is wholly owned by Bermuda Holdco, which is wholly owned by Altria Summit, which is wholly owned by Altria. Altria Summit is a manager-managed limited liability company and Altria is its sole member.
Reflects 156,573,537 Common Shares of the Issuer directly held by Acquireco.
The exercise price is expressed in Canadian dollars.
On December 16, 2022, Altria Summit notified the Issuer of its irrevocable abandonment of the Warrant and of any and all rights that it may have held in the Warrant or any Common Shares underlying the Warrant for no consideration and returned to the Issuer the certificate evidencing the Warrant. Following such abandonment, each of Altria and Altria Summit disclaim any beneficial ownership of the 84,243,223 Common Shares which, as of December 14, 2022, based on information provided by the Issuer, were issuable upon the exercise in full of the Warrant, and this report shall not be deemed an admission that a Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Reflects a warrant (the "Warrant") to purchase up to 84,243,223 shares of common stock, no par value, of the Issuer ("Common Shares") directly held by Altria Summit. The Warrant was issued on March 8, 2019 and, at the time of issuance, provided Altria Summit the right to purchase up to an additional 73,990,693 Common Shares at an exercise price of CAD$19.00 per Common Share, subject to customary anti-dilution adjustments.
Altria Group, Inc., By: /s/ W. Hildebrandt Surgner, Jr., Vice President, Corporate Secretary and Associate General Counsel
2022-12-19
Altria Summit LLC, By: /s/ Mary C. Bigelow, Vice President and Secretary
2022-12-19
Maple Holdco (Bermuda) Ltd., By: /s/ David A. Wise, President
2022-12-19
Maple Acquireco (Canada) ULC, By: /s/ Mary C. Bigelow, Secretary
2022-12-19