-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HzwLpMJHU37ioNoStayuo1ZYDjXUQq2KnOQkdR0iFxNfI97k9PakwBqvmLjPf4XJ GQWjzTLBthR/I9tcXLNX/w== 0001209191-09-014394.txt : 20090306 0001209191-09-014394.hdr.sgml : 20090306 20090306154114 ACCESSION NUMBER: 0001209191-09-014394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090305 FILED AS OF DATE: 20090306 DATE AS OF CHANGE: 20090306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawk George W Jr CENTRAL INDEX KEY: 0001432966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08944 FILM NUMBER: 09662688 BUSINESS ADDRESS: BUSINESS PHONE: 216-694-5446 MAIL ADDRESS: STREET 1: 1100 SUPERIOR AVENUE STREET 2: SUITE 1500 CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFFS NATURAL RESOURCES INC. CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 BUSINESS PHONE: 216-694-5700 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 FORMER COMPANY: FORMER CONFORMED NAME: CLEVELAND CLIFFS INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-05 0 0000764065 CLIFFS NATURAL RESOURCES INC. CLF 0001432966 Hawk George W Jr 200 PUBLIC SQUARE SUITE 3300 CLEVELAND OH 44114-2315 0 1 0 0 General Counsel & Secretary Common Stock 2009-03-05 4 A 0 8670 15.43 A 18881 D Common Stock 2009-03-05 4 F 0 2893 15.43 D 15988 D Retention Units 2006-2008 2009-03-05 4 D 0 1020 25.61 D Common Shares 1020 0 D Reflects payout in Common Stock of Performance Shares earned under the Cleveland-Cliffs Inc 1992 Equity Plan (as Amended and Restated as of May 13, 1997) as amended ("Plan"), for the 2006-2008 Performance Period. Surrender of Performance Shares represented in footnote (1) in payment of the related tax liability incurred by the reporting person. Convertible into Common Shares on a 1-for-1 basis. Represents a payout of Retention Units to the Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program of the Plan covering the period January 1, 2006 through December 31, 2008 (Incentive Period). Payment of the Retention Units was made in cash after the completion of the Incentive Period based upon the employment by the Company of the Reporting Person and the market value of a Common Share of the Company on December 31, 2008 pursuant to the Plan. Total ownership reflects the 2-for-1 stock split on May 15, 2008, which resulted in the reporting person's receiving 510 additional retention units. George W. Hawk, Jr. 2009-03-06 -----END PRIVACY-ENHANCED MESSAGE-----