-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvX9gFFroXU73EPknVP9GGtKzXP+de8NefUHFGN09IWJ63iIX1zTH6mLM/aObGKP uana7eWNTmApKqWjtl9siA== 0001209191-07-000277.txt : 20070103 0001209191-07-000277.hdr.sgml : 20070101 20070103112439 ACCESSION NUMBER: 0001209191-07-000277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAGHER DONALD J CENTRAL INDEX KEY: 0001257528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08944 FILM NUMBER: 07501866 MAIL ADDRESS: STREET 1: CLEVELAND CLIFFS INC STREET 2: 1100 SUPERIOR AVE CITY: LEVELAND STATE: OH ZIP: 44144 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEVELAND CLIFFS INC CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 SUPERIOR AVE 18TH FLR CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2166945700 MAIL ADDRESS: STREET 1: 100 SUPERIOR AVE STREET 2: 18TH FLOOR CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-28 0 0000764065 CLEVELAND CLIFFS INC CLF 0001257528 GALLAGHER DONALD J 1100 SUPERIOR AVENUE CLEVELAND OH 44114 0 1 0 0 Pres. N. Am. Iron Ore Common Stock 2006-12-28 4 G 0 100 0.00 D 25284.024 D Common Stock 47887 I By VNQDC Retention Units 2004-2006 Common Shares 2760 2760 D Retention Units 2005-2007 Common Shares 1230 1230 D Retention Units 2006-2008 Common Shares 1260 1260 D Disposition of shares as gift requires no dollar amount. Held for the benefit of the Reporting Person by the Cleveland-Cliffs Inc Voluntary Non-Qualified Deferred Compensation Plan (VNQDC). The balance shown also includes 115 shares acquired December 1, 2006 (to shareholders of record on November 24, 2006) pursuant to the dividend reinvestment feature of the VNQDC. Held for the benefit of the Reporting Person by the VNQDC. Convertible into Common Shares on a 1-for-1 basis. Represents a grant of Retention Units to the Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period January 1, 2004 through December 31, 2006 (Incentive Period). Payment of the Retention Units will be made in cash after the completion of the Incentive Period based upon the employment by the Company of the Reporting Person and the market value of a Common Share of the Company on the last day of the Incentive Period. On December 30, 2004, the common stock of Cleveland-Cliffs Inc split 2-for-1, resulting in the reporting person's acquisition of 690 additional retention units. On June 30, 2006, the common stock of Cleveland-Cliffs Inc split 2-for-1 again, resulting in the reporting person's acquisition of 1,380 additional retention units. Represents a grant of Retention Units to the Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period January 1, 2005 through December 31, 2007 (Incentive Period). Payment of the Retention Units will be made in cash after the completion of the Incentive Period based upon the employment by the Company of the Reporting Person and the market value of a Common Share of the Company on the last day of the Incentive Period. On June 30, 2006, the common stock of Cleveland-Cliffs Inc split 2-for-1, resulting in the reporting person's acquisition of 615 additional retention units. Represents a grant of Retention Units to the Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period January 1, 2006 through December 31, 2008 (Incentive Period). Payment of the Retention Units will be made in cash after the completion of the Incentive Period based upon the employment by the Company of the Reporting Person and the market value of a Common Share of the Company on the last day of the Incentive Period. On June 30, 2006, the common stock of Cleveland-Cliffs Inc split 2-for-1, resulting in the reporting person's acquisition of 630 additional retention units. Donald J. Gallagher 2006-01-03 -----END PRIVACY-ENHANCED MESSAGE-----