-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IG2m5rzubbMbg/pQmakm2eahWAkReHs5Y0UGfp3jFBvVmtLJMAKFTNsRN0l7rzvp 0eqZeIKPO27LfoOSgWGA9g== 0001209191-07-000054.txt : 20070103 0001209191-07-000054.hdr.sgml : 20070101 20070103084811 ACCESSION NUMBER: 0001209191-07-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEVELAND CLIFFS INC CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 SUPERIOR AVE 18TH FLR CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2166945700 MAIL ADDRESS: STREET 1: 100 SUPERIOR AVE STREET 2: 18TH FLOOR CITY: CLEVELAND STATE: OH ZIP: 44114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEROUX ROBERT J CENTRAL INDEX KEY: 0001211751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08944 FILM NUMBER: 07500475 BUSINESS ADDRESS: STREET 1: CLEVELAND CLIFFS INC STREET 2: 1100 SUPERIOR AVE. CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-29 0 0000764065 CLEVELAND CLIFFS INC CLF 0001211751 LEROUX ROBERT J 1100 SUPERIOR AVENUE CLEVELAND OH 44114 0 1 0 0 Vice President & Controller Common Stock 2006-12-29 4 S 0 2037 48.65 D 8814 D Common Stock 8243 I By VNQDC Retention Units 2004-2006 Common Shares 1200 1200 D Retention Units 2005-2007 Common Shares 540 540 D Retention Units 2006-2008 Common Shares 420 420 D Held for the benefit of the Reporting Person by the Cleveland-Cliffs Inc Voluntary Non-Qualified Deferred Compensation Plan (VNQDC). Convertible into Common Shares on a 1-for-1 basis. Represents a grant of Retention Units to the Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period January 1, 2004 through December 31, 2006 (Incentive Period). Payment of the Retention Units will be made in cash after the completion of the Incentive Period based upon the employment by the Company of the Reporting Person and the market value of a Common Share of the Company on the last day of the Incentive Period. On December 31, 2004, the common stock of Cleveland-Cliffs Inc ("Cliffs") split 2-for-1, resulting in the reporting person's acquisistion of 300 additional retention units. On June 30, 2006, the common stock of Cliffs split 2-for-1 again, resulting in the reporting person's acquisition of 600 additional retention units. Represents a grant of Retention Units to the Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period January 1, 2005 through December 31, 2007 (Incentive Period). Payment of the Retention Units will be made in cash after the completion of the Incentive Period based upon the employment by the Company of the Reporting Person and the market value of a Common Share of the Company on the last day of the Incentive Period. On June 30, 2006, the common stock of Cleveland-Cliffs Inc split 2-for-1, resulting in the reporting person's acquisition of 270 additional retention units. Represents a grant of Retention Units to the Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period January 1, 2006 through December 31, 2008 (Incentive Period). Payment of the Retention Units will be made in cash after the completion of the Incentive Period based upon the employment by the Company of the Reporting Person and the market value of a Common Share of the Company on the last day of the Incentive Period. On June 30, 2006, the common stock of Cleveland-Cliffs Inc split 2-for-1, resulting in the reporting person's acquisition of 210 additional retention units. Robert J. Leroux 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----