-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O3psRoistH8k+JAfgEa2zkRQbYkeIDzNCHuZqzSgV1w3DDiWfEYr15OfEfCJCeWR LNwTAaV/IEtKD3VXOm8MGg== 0001209191-06-056775.txt : 20061031 0001209191-06-056775.hdr.sgml : 20061031 20061031154736 ACCESSION NUMBER: 0001209191-06-056775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061030 FILED AS OF DATE: 20061031 DATE AS OF CHANGE: 20061031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUNNING DAVID H CENTRAL INDEX KEY: 0001121876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08944 FILM NUMBER: 061175543 BUSINESS ADDRESS: STREET 1: 2571 NORTH PARK BLVD. STREET 2: N/A CITY: CLEVELAND HEIGHTS STATE: OH ZIP: 44106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEVELAND CLIFFS INC CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 SUPERIOR AVE 18TH FLR CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2166945700 MAIL ADDRESS: STREET 1: 100 SUPERIOR AVE STREET 2: 18TH FLOOR CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-10-30 0 0000764065 CLEVELAND CLIFFS INC CLF 0001121876 GUNNING DAVID H 1100 SUPERIOR AVENUE 15TH FLOOR CLEVELAND OH 44114 1 1 0 0 Vice Chairman Common Stock 2006-10-30 4 S 0 1000 42.53 D 96604 D Common Stock 2006-10-30 4 S 0 300 42.22 D 96304 D Common Stock 2006-10-30 4 S 0 700 42.13 D 95604 D Common Stock 2006-10-30 4 S 0 200 42.01 D 95404 D Common Stock 2006-10-30 4 S 0 800 42.00 D 94604 D Common Stock 2006-10-30 4 S 0 1000 42.02 D 93604 D Common Stock 2006-10-30 4 S 0 1500 42.10 D 92104 D Common Stock 2006-10-30 4 S 0 3000 42.20 D 89104 D Common Stock 2006-10-30 4 S 0 200 42.28 D 88904 D Common Stock 2006-10-30 4 S 0 1800 42.25 D 87104 D Common Stock 2006-10-30 4 S 0 1000 42.26 D 86104 D Common Stock 2006-10-30 4 S 0 500 42.38 D 85604 D Common Stock 2006-10-30 4 S 0 2500 42.35 D 83104 D Common Stock 2006-10-30 4 S 0 3000 42.39 D 80104 D Common Stock 2006-10-30 4 S 0 10000 42.50 D 70104 D Common Stock 2006-10-30 4 S 0 10000 42.62 D 60104 D Common Stock 2006-10-30 4 S 0 10000 42.58 D 50104 D Common Stock 2006-10-30 4 S 0 4000 42.70 D 46104 D Common Stock 2006-10-30 4 S 0 174 42.71 D 45930 D Retention Units 2004-2006 Common Shares 4260 4260 D Retention Units 2005-2007 Common Shares 2040 2040 D Retention Units 2006-2008 Common Shares 1830 1830 D Convertible into Common Shares on a 1-for-1 basis. Retention Units granted to Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period of January 1, 2004 to December 31, 2006 (Retention Period). Retention units will be paid out to the Reporting Person in cash based on the market value price of the Common Shares of the Issuer on the last day of the Retention Period. On December 31, 2004 the common stock of Cleveland-CLiffs Inc split 2-for-1 resulting in the reporting person's acquisition of 1,065 additional retention units. On June 30, 2006, Cleveland-Cliffs announced another 2-for-1 stock split, resulting in the reporting person's acquisition of 2,130 additional retention units. Retention Units granted to Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period of January 1, 2005 to December 31, 2007 (Retention Period). Retention units will be paid out to the Reporting Person in cash based on the market value price of the Common Shares of the Issuer on the last day of the Retention Period. On June 30, 2006, the common stock of Cleveland-Cliffs Inc split 2-for-1, resulting in the reporting person's acquisition of 1,020 additional retention units. Retention Units granted to Reporting Person under the Cleveland-Cliffs Inc Long-Term Incentive Program covering the period of January 1, 2006 to December 31, 2008 (Retention Period). Retention units will be paid out to the Reporting Person in cash based on the market value price of the Common Shares of the Issuer on the last day of the Retention Period. On June 30, 2006, the common stock of Cleveland-Cliffs Inc split 2-for-1, resulting in the reporting person's acquisition of 915 additional retention units. David H. Gunning 2006-10-30 -----END PRIVACY-ENHANCED MESSAGE-----