-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K8ZpN/t9ocA9+yR9/rqKzJ8zaguYizp40WxXSMGUs8bm/UXfLBFvtyMfCYUE3cpm kW//Fd6TlwNBWZ5icnK2mQ== 0000950152-04-007060.txt : 20040924 0000950152-04-007060.hdr.sgml : 20040924 20040924170637 ACCESSION NUMBER: 0000950152-04-007060 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040924 DATE AS OF CHANGE: 20040924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEVELAND CLIFFS INC CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-113252 FILM NUMBER: 041045490 BUSINESS ADDRESS: STREET 1: 1100 SUPERIOR AVE 18TH FLR CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2166945700 MAIL ADDRESS: STREET 1: 100 SUPERIOR AVE STREET 2: 18TH FLOOR CITY: CLEVELAND STATE: OH ZIP: 44114 424B3 1 l09700ae424b3.txt CLEVELAND-CLIFFS INC. 424B3 Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-113252 3.25% Redeemable Cumulative Convertible Perpetual Preferred Stock CUSIP No. 185896305 CLEVELAND-CLIFFS INC PROSPECTUS SUPPLEMENT DATED SEPTEMBER 24, 2004 TO THE PROSPECTUS DATED JULY 22, 2004 The selling securityholders table on pages 61-65 of the prospectus, as amended, is hereby further amended to update and/or add, as applicable, the information regarding the following entities in the prospectus and their respective amount of 3.25% Redeemable Cumulative Convertible Perpetual Preferred Stock.
NATURAL PERSON WITH PRINCIPAL AMOUNT COMMON SHARES VOTING OR SHARES OF OF CONVERTIBLE OWNED PRIOR INVESTMENT PREFERRED SUBORDINATED COMMON TO THIS SELLING SECURITYHOLDER CONTROL STOCK DEBENTURES SHARES OFFERING - ---------------------- ----------- --------- ---------------- ------ ------------- Equitec Group, LLC................... Daniel Katzner 1,500 1,500,000 24,193 -- Morgan Stanley & Co. -- Incorporated(1)................... 3,877 3,877,000 62,532 -- Whitebox Diversified Convertible (3) Arbitrage Partners LP(2).......... 3,000 3,000,000 48,387 --
(1) Morgan Stanley & Co. Incorporated and/or its affiliates have performed financial advisory and investment banking services for Cleveland-Cliffs Inc, including acting as the initial purchaser with regard to the 3.25% Redeemable Cumulative Convertible Perpetual Preferred Stock. (2) The inclusion of this selling securityholder in the prospectus supplement supercedes the information included in the prospectus. (3) Andrew Redleaf is the managing member of Whitebox Convertible Arbitrage Advisors LLC, which is the general partner of Whitebox Convertible Arbitrage Partners LP. -----END PRIVACY-ENHANCED MESSAGE-----