0000764065-21-000187.txt : 20210820 0000764065-21-000187.hdr.sgml : 20210820 20210820100219 ACCESSION NUMBER: 0000764065-21-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210820 FILED AS OF DATE: 20210820 DATE AS OF CHANGE: 20210820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONCALVES LOURENCO CENTRAL INDEX KEY: 0001236128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08944 FILM NUMBER: 211192002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEVELAND-CLIFFS INC. CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 BUSINESS PHONE: 216-694-5700 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 FORMER COMPANY: FORMER CONFORMED NAME: CLIFFS NATURAL RESOURCES INC. DATE OF NAME CHANGE: 20081015 FORMER COMPANY: FORMER CONFORMED NAME: CLEVELAND CLIFFS INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_162946812405384.xml FORM 4 X0306 4 2021-08-20 0 0000764065 CLEVELAND-CLIFFS INC. CLF 0001236128 GONCALVES LOURENCO 200 PUBLIC SQUARE SUITE 3300 CLEVELAND OH 44114-2315 1 1 0 0 Chairman, President & CEO Common Shares 2021-08-20 4 M 0 250000 13.83 A 4598592 D Employee Stock Options (right-to-buy) 13.83 2021-08-20 4 M 0 250000 0 D 2021-11-17 Common Shares 250000.0 0 D This transaction represents the exempt exercise of compensatory stock options, the expiration date of which is November 17, 2021. The Reporting Person is exercising these stock options with cash and holding all 250,000 shares to avoid forfeiture of such stock options at their upcoming expiration. The option vested in three equal annual installments beginning on December 31, 2015. /s/ James D. Graham by Power of Attorney 2021-08-20