0000764065-20-000119.txt : 20200317
0000764065-20-000119.hdr.sgml : 20200317
20200317195841
ACCESSION NUMBER: 0000764065-20-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GERBER WILLIAM K
CENTRAL INDEX KEY: 0001211265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08944
FILM NUMBER: 20722758
MAIL ADDRESS:
STREET 1: 999 WEST BIG BEAVER ROAD
CITY: TROY
STATE: MI
ZIP: 48084
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLEVELAND-CLIFFS INC.
CENTRAL INDEX KEY: 0000764065
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 341464672
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PUBLIC SQUARE
STREET 2: STE. 3300
CITY: CLEVELAND
STATE: OH
ZIP: 44114-2315
BUSINESS PHONE: 216-694-5700
MAIL ADDRESS:
STREET 1: 200 PUBLIC SQUARE
STREET 2: STE. 3300
CITY: CLEVELAND
STATE: OH
ZIP: 44114-2315
FORMER COMPANY:
FORMER CONFORMED NAME: CLIFFS NATURAL RESOURCES INC.
DATE OF NAME CHANGE: 20081015
FORMER COMPANY:
FORMER CONFORMED NAME: CLEVELAND CLIFFS INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_158448950352466.xml
FORM 4
X0306
4
2020-03-13
0
0000764065
CLEVELAND-CLIFFS INC.
CLF
0001211265
GERBER WILLIAM K
200 PUBLIC SQUARE
SUITE 3300
CLEVELAND
OH
44114
1
0
0
0
Common Shares
2020-03-13
4
A
0
86526
A
86526
D
Common Shares
2020-03-13
4
A
0
2412
0
A
88938
D
Pursuant to the Agreement and Plan of Merger among AK Steel Holding Corporation ("AK Steel"), the Issuer, and Pepper Merger Sub Inc. ("Merger Sub"), dated as of December 2, 2019 (the "Merger Agreement"), on March 13, 2020, Merger Sub merged with and into AK Steel, and AK Steel survived as a direct subsidiary of the Issuer (the "Merger"). In the Merger, each share of common stock, par value $0.01 per share, of AK Steel ("AK Steel Common Stock") held by the Reporting Person was converted into the right to receive 0.400 Common Shares, par value $0.125 per share, of the Issuer (plus any cash in lieu of fractional shares).
Additionally, in the Merger, each AK Steel restricted stock unit ("AK Steel RSU") held by the Reporting Person was converted into a restricted stock unit relating to a number of whole Issuer Common Shares equal to (A) the number of shares of AK Steel Common Stock subject to such AK Steel RSU immediately prior to the effective time of the Merger multiplied by (B) 0.400.
Reflects the number of pro-rata restricted shares granted to the Reporting Person as director compensation pursuant to the Issuer's Amended and Restated 2014 Nonemployee Directors' Compensation Plan.
/s/ James D. Graham, By Power of Attorney
2020-03-17