0000764065-14-000203.txt : 20141113 0000764065-14-000203.hdr.sgml : 20141113 20141113195328 ACCESSION NUMBER: 0000764065-14-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140806 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFFS NATURAL RESOURCES INC. CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 BUSINESS PHONE: 216-694-5700 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 FORMER COMPANY: FORMER CONFORMED NAME: CLEVELAND CLIFFS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOMPKINS P KELLY CENTRAL INDEX KEY: 0001224026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08944 FILM NUMBER: 141220018 4 1 wf-form4_141592639852650.xml FORM 4 X0306 4 2014-08-06 0 0000764065 CLIFFS NATURAL RESOURCES INC. CLF 0001224026 TOMPKINS P KELLY 200 PUBLIC SQUARE SUITE 3300 CLEVELAND OH 44114-2315 0 1 0 0 EVP - Business Development Common Shares 2014-08-06 4 J 0 3956.357 17.15 D 0 I VNQDC Common Shares 2014-08-06 4 J 0 3956.357 17.15 A 59235.357 D Common Shares 2014-08-06 4 F 0 791.672 17.15 D 58443.685 D Common Shares 2014-11-11 4 F 0 5125 10.76 D 53318.685 D Reflects an immediate distribution of the deferred shares from indirect ownership to direct ownership pursuant to a trigger of the change in control provision of the Issuer's 2005 Voluntary Non-Qualified Deferred Compensation Plan ("VNQDC"). Held for the benefit of the Reporting Person by the VNQDC. Reflects an immediate distribution of the deferred shares from indirect ownership to direct ownership pursuant to a trigger of the change in control provision of the VNQDC. Reflects the surrender of shares in payment of the related tax liability incurred by the Reporting Person as a result of the immediate distribution of deferred shares triggered by the change in control provision of the VNQDC. Surrender of shares in payment of tax liability incurred on November 11, 2014, the date of restricted share units vesting to the Reporting Person. /s/ James D. Graham by Power of Attorney 2014-11-13