0000764065-14-000203.txt : 20141113
0000764065-14-000203.hdr.sgml : 20141113
20141113195328
ACCESSION NUMBER: 0000764065-14-000203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140806
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLIFFS NATURAL RESOURCES INC.
CENTRAL INDEX KEY: 0000764065
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 341464672
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 PUBLIC SQUARE
STREET 2: STE. 3300
CITY: CLEVELAND
STATE: OH
ZIP: 44114-2315
BUSINESS PHONE: 216-694-5700
MAIL ADDRESS:
STREET 1: 200 PUBLIC SQUARE
STREET 2: STE. 3300
CITY: CLEVELAND
STATE: OH
ZIP: 44114-2315
FORMER COMPANY:
FORMER CONFORMED NAME: CLEVELAND CLIFFS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOMPKINS P KELLY
CENTRAL INDEX KEY: 0001224026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08944
FILM NUMBER: 141220018
4
1
wf-form4_141592639852650.xml
FORM 4
X0306
4
2014-08-06
0
0000764065
CLIFFS NATURAL RESOURCES INC.
CLF
0001224026
TOMPKINS P KELLY
200 PUBLIC SQUARE
SUITE 3300
CLEVELAND
OH
44114-2315
0
1
0
0
EVP - Business Development
Common Shares
2014-08-06
4
J
0
3956.357
17.15
D
0
I
VNQDC
Common Shares
2014-08-06
4
J
0
3956.357
17.15
A
59235.357
D
Common Shares
2014-08-06
4
F
0
791.672
17.15
D
58443.685
D
Common Shares
2014-11-11
4
F
0
5125
10.76
D
53318.685
D
Reflects an immediate distribution of the deferred shares from indirect ownership to direct ownership pursuant to a trigger of the change in control provision of the Issuer's 2005 Voluntary Non-Qualified Deferred Compensation Plan ("VNQDC").
Held for the benefit of the Reporting Person by the VNQDC.
Reflects an immediate distribution of the deferred shares from indirect ownership to direct ownership pursuant to a trigger of the change in control provision of the VNQDC.
Reflects the surrender of shares in payment of the related tax liability incurred by the Reporting Person as a result of the immediate distribution of deferred shares triggered by the change in control provision of the VNQDC.
Surrender of shares in payment of tax liability incurred on November 11, 2014, the date of restricted share units vesting to the Reporting Person.
/s/ James D. Graham by Power of Attorney
2014-11-13