0000764065-14-000202.txt : 20141113 0000764065-14-000202.hdr.sgml : 20141113 20141113195315 ACCESSION NUMBER: 0000764065-14-000202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140806 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFFS NATURAL RESOURCES INC. CENTRAL INDEX KEY: 0000764065 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 341464672 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 BUSINESS PHONE: 216-694-5700 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: STE. 3300 CITY: CLEVELAND STATE: OH ZIP: 44114-2315 FORMER COMPANY: FORMER CONFORMED NAME: CLEVELAND CLIFFS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Clifford T CENTRAL INDEX KEY: 0001510253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08944 FILM NUMBER: 141220017 MAIL ADDRESS: STREET 1: 200 PUBLIC SQUARE STREET 2: SUITE 3300 CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 wf-form4_141592638505071.xml FORM 4 X0306 4 2014-08-06 0 0000764065 CLIFFS NATURAL RESOURCES INC. CLF 0001510253 Smith Clifford T 200 PUBLIC SQUARE SUITE 3300 CLEVELAND OH 44114-2315 0 1 0 0 EVP, Seaborne Iron Ore Common Shares 2014-08-06 4 J 0 15979.93 17.15 D 0 I VNQDC Common Shares 2014-08-06 4 J 0 15979.93 17.15 A 55628.93 D Common Shares 2014-08-06 4 F 0 1206.93 17.15 D 54422 D Reflects an immediate distribution of the deferred shares from direct ownership to indirect ownership pursuant to a trigger of the change in control provision of the Issuer's 2005 Voluntary Non-Qualified Deferred Compensation Plan ("VNQDC"). Held for the benefit of the Reporting Person by the VNQDC. Reflects the surrender of shares in payment of the related tax liability incurred by the Reporting Person as a result of the immediate distribution of deferred shares triggered by the change in control provision of the VNQDC. /s/ James D. Graham by Power of Attorney 2014-11-13