-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0PVQ/fYEMEeaq5DwhTG+FFwxX880yxqi1MdTzTBXSyYBpXpmxcyUXYP+o4kop7s 8YZPru++zSqL/WvjeowapQ== 0000950148-99-000298.txt : 19990217 0000950148-99-000298.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950148-99-000298 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POLLUTION RESEARCH & CONTROL CORP /CA/ CENTRAL INDEX KEY: 0000763950 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 952746949 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-41131 FILM NUMBER: 99539617 BUSINESS ADDRESS: STREET 1: 506 PAULA AVE CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: 8182477601 MAIL ADDRESS: STREET 1: 506 PAULA AVE CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DASIBI ENVIRONMENTAL CORP DATE OF NAME CHANGE: 19900529 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SULLIVAN NEIL C CENTRAL INDEX KEY: 0001025892 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1901 AVENUE OF THE STARS SUITE 2000 CITY: LOS ANGELES STATE: CA ZIP: 90067-6021 BUSINESS PHONE: 3105515261 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ----------------------------------------- (Amendment No. )* POLLUTION RESEARCH AND CONTROL CORP. ----------------------------------------- (Name of Issuer) COMMON STOCK ----------------------------------------- (Title of Class of Securities) 731-547-105 ----------------------------------------- (CUSIP Number) DECEMBER 31, 1998 ----------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 2 CUSIP NO. 731-547-105 ---------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) NEIL C. SULLIVAN 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP. (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5. SOLE VOTING POWER: -0- SHARES BENEFICIALLY 6. SHARED VOTING POWER: -0- OWNED BY EACH REPORTING 7. SOLE DISPOSITIVE POWER: -0- PERSON WITH 8. SHARED DISPOSITIVE POWER: -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- SHARES 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% 12. TYPE OF REPORTING PERSON IN PAGE 2 3 Item 1(a) Name of Issuer: Pllution Research and Control Corp. Item 1(b) Address of Issuer's Principal Executive Offices: 506 Paula Avenue Glendale, California 91201 Item 2(a) Name of Person Filing: Neil C. Sullivan Item 2(b) Address of Principal Office: 1901 Avenue of the Stars, 20th floor Los Angeles, CA 90067 Item 2(c) Citizenship: U.S.A. Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 731-547-105 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13-2(b) or (c): If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] Item 4 Ownership: Mr. Sullivan filed a Schedule 13D, date of event September 23, 1996, to report the ownership of 608,620 shares. This Schedule 13G amends that Schedule 13D to report that Mr. Sullivan owned no equity securities of the issuer at December 31, 1998. Item 5 Ownership of 5% or Less of Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following [X]. Item 6 Ownership of More than 5% on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 16, 1999 /S/ Neil C. Sullivan ---------------------------------------- Neil C. Sullivan -----END PRIVACY-ENHANCED MESSAGE-----