0001209191-21-059192.txt : 20211005 0001209191-21-059192.hdr.sgml : 20211005 20211005082210 ACCESSION NUMBER: 0001209191-21-059192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRION RICHARD L CENTRAL INDEX KEY: 0001187725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 211305197 MAIL ADDRESS: STREET 1: POPULAR INC & BANCO POPULAR DE STREET 2: 209 MONZ RIVERA AVE 3RD FL PURERTO RICO CITY: HATO REY STATE: PR ZIP: 00918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR, INC. CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: POPULAR INC DATE OF NAME CHANGE: 19970428 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-01 0 0000763901 POPULAR, INC. BPOP 0001187725 CARRION RICHARD L PO BOX 362708 SAN JUAN PR 00936-2708 PUERTO RICO 1 0 0 0 Common Stock Par Value $0.01 per share 232998 D Common Stock Par Value $0.01 per share 218.027 I by spouse Common Stock Par Value $0.01 per share 74467 I Junior Investment Restricted Stock Units 2021-10-01 4 A 0 44 0.00 A Common Stock Par Value $0.01 per share 44 7302 D Includes 1.122 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder. Shares held by the estate of Mr. Carrion's deceased spouse. Represents Mr. Carrion's indirect ownership in the shares of Popular, Inc. owned by Junior Investment Corporation in which he has approximately 22.0140% interest. Restricted stock units convert into common stock on a one-for-one basis. Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs. Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director. Marie Reyes-Rodriguez, Attorney-in-fact 2021-10-05