0001209191-21-025065.txt : 20210405 0001209191-21-025065.hdr.sgml : 20210405 20210405144413 ACCESSION NUMBER: 0001209191-21-025065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLESTER ALEJANDRO M CENTRAL INDEX KEY: 0001482780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 21804919 MAIL ADDRESS: STREET 1: P O BOX 364548 CITY: SAN JUAN STATE: PR ZIP: 00936-4548 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR, INC. CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: POPULAR INC DATE OF NAME CHANGE: 19970428 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-01 0 0000763901 POPULAR, INC. BPOP 0001482780 BALLESTER ALEJANDRO M P.O. BOX 364548 SAN JUAN PR 00936-4548 PUERTO RICO 1 0 0 0 Common Stock Par Value $0.01 per share 56671.05 D Common Stock Par Value $0.01 per share 528.649 I by daughter Common Stock Par Value $0.01 per share 322.244 I by son Restricted Stock Units 2021-04-01 4 A 0 34 0.00 A Common Stock Par Value $0.01 per share 34 5980 D Includes 123.139 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder. Includes 2.678 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder. Includes 1.632 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder. Restricted stock units convert into common stock on a one-for-one basis. Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs. Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director. Marie Reyes-Rodriguez, Attorney-in-fact 2021-04-05