0001209191-20-053503.txt : 20201005 0001209191-20-053503.hdr.sgml : 20201005 20201005144858 ACCESSION NUMBER: 0001209191-20-053503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLESTER ALEJANDRO M CENTRAL INDEX KEY: 0001482780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 201223228 MAIL ADDRESS: STREET 1: P O BOX 364548 CITY: SAN JUAN STATE: PR ZIP: 00936-4548 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-01 0 0000763901 POPULAR INC BPOP 0001482780 BALLESTER ALEJANDRO M P.O. BOX 364548 SAN JUAN PR 00936-4548 PUERTO RICO 1 0 0 0 Common Stock Par Value $0.01 per share 56394.553 D Common Stock Par Value $0.01 per share 522.636 I by daughter Common Stock Par Value $0.01 per share 318.579 I by son Restricted Stock Units 2020-10-01 4 A 0 65 0.00 A Common Stock Par Value $0.01 per share 65 5902 D Includes 237.897 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act. Includes 5.173 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act. Includes 3.153 shares acquired pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act. Restricted stock units convert into common stock on a one-for-one basis. Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs. Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director. Marie Reyes-Rodriguez, Attorney-in-fact 2020-10-05