0001209191-20-023316.txt : 20200403 0001209191-20-023316.hdr.sgml : 20200403 20200403172101 ACCESSION NUMBER: 0001209191-20-023316 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNANUE CARLOS CENTRAL INDEX KEY: 0001482899 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 20774674 MAIL ADDRESS: STREET 1: P O BOX 601467 CITY: SAN JUAN STATE: PR ZIP: 00960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2020-04-01 2020-04-03 0 0000763901 POPULAR INC BPOP 0001482899 UNANUE CARLOS P.O. BOX 601467 SAN JUAN PR 00936-0960 PUERTO RICO 1 0 0 0 Common Stock Par Value $0.01 per share 52046.726 D Common Stock Par Value $0.01 per share 75731 I By mother Common Stock Par Value $0.01 per share 5331 I Island Can Corp. Restricted Stock Units Common Stock Par Value $0.01 per share 0 3564 D The amount of securities beneficially owned reported in the Form 4 hereby amended mistakenly included .394 additional shares. Of these .394 shares, .197 shares were mistakenly added, when they should have been deducted from the securities beneficially owned to reflect a decrease of .197 shares that were included in prior filings as a result of the rounding of reinvested dividends paid by the Corporations in transactions exempt form Section 16 of the Securities Exchange Act. As a result, the amount of securities beneficially owned has been adjusted to deduct the .197 shares mistakenly added and the .197 shares not deducted, totaling the .394 shares that were unintentionally included in the reporting person's Form 4 that is hereby amended. Mr. Unanue disclaims beneficial ownership of Popular, Inc.'s shares held by his mother. Represents 8.33% of Popular, Inc.'s common stock held by Island Can Corp. of which Mr. Unanue has an ownership interest of 8.33% and is General Manager. Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director. Marie Reyes-Rodriguez, Attorney-in-fact 2020-04-03