0001209191-18-013828.txt : 20180227
0001209191-18-013828.hdr.sgml : 20180227
20180227153014
ACCESSION NUMBER: 0001209191-18-013828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180127
FILED AS OF DATE: 20180227
DATE AS OF CHANGE: 20180227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARRION RICHARD L
CENTRAL INDEX KEY: 0001187725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34084
FILM NUMBER: 18644751
MAIL ADDRESS:
STREET 1: POPULAR INC & BANCO POPULAR DE
STREET 2: 209 MONZ RIVERA AVE 3RD FL PURERTO RICO
CITY: HATO REY
STATE: PR
ZIP: 00918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POPULAR INC
CENTRAL INDEX KEY: 0000763901
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 660667416
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 209 MUNOZ RIVERA AVE
STREET 2: POPULAR CENTER BUILDING
CITY: HATO REY
STATE: PR
ZIP: 00918
BUSINESS PHONE: 7877659800
MAIL ADDRESS:
STREET 1: P.O. BOX 362708
CITY: SAN JUAN
STATE: PR
ZIP: 00936-2708
FORMER COMPANY:
FORMER CONFORMED NAME: BANPONCE CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-27
0
0000763901
POPULAR INC
BPOP
0001187725
CARRION RICHARD L
PO BOX 362708
SAN JUAN
PR
00936-2708
PUERTO RICO
1
1
0
0
Executive Chairman
Common Stock Par Value $0.01 per share
2018-01-27
4
F
0
4022
40.40
D
361780.817
D
Common Stock Par Value $0.01 per share
2018-02-23
4
A
0
11880
0.00
A
373660.817
D
Common Stock Par Value $0.01 per share
2018-02-24
4
F
0
1563
42.93
D
372097.817
D
Common Stock Par Value $0.01 per share
23
I
by son
Common Stock Par Value $0.01 per share
3408
I
by Spouse
Common Stock Par Value $0.01 per share
81955
I
Junior Investment
Restricted Stock Units
0.00
Common Stock Par Value $0.01 per share
10429
10429
D
Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the grant date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service.
Shares held by the estate of Mr. Carrion's deceased spouse.
Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest.
The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.
Marie Reyes-Rodriguez, Attorney-in-fact
2018-02-27