0001209191-18-006102.txt : 20180130 0001209191-18-006102.hdr.sgml : 20180130 20180130190811 ACCESSION NUMBER: 0001209191-18-006102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRION RICHARD L CENTRAL INDEX KEY: 0001187725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 18560528 MAIL ADDRESS: STREET 1: POPULAR INC & BANCO POPULAR DE STREET 2: 209 MONZ RIVERA AVE 3RD FL PURERTO RICO CITY: HATO REY STATE: PR ZIP: 00918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-26 0 0000763901 POPULAR INC BPOP 0001187725 CARRION RICHARD L PO BOX 362708 SAN JUAN PR 00936-2708 PUERTO RICO 1 1 0 0 Executive Chairman Common Stock Par Value $0.01 per share 365802.817 D Common Stock Par Value $0.01 per share 23 I by son Common Stock Par Value $0.01 per share 3408 I by Spouse Common Stock Par Value $0.01 per share 81955 I Junior Investment Restricted Stock Units 0.00 2018-01-26 4 A 0 10429 0.00 A Common Stock Par Value $0.01 per share 10429 10429 D Includes 6,856.497 shares acquired since Mr. Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act. Shares held by the estate of Mr. Carrion's deceased spouse. Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest. Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions. The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person. Marie Reyes-Rodriguez, Attorney-in-fact 2018-01-30