0001209191-17-015546.txt : 20170228 0001209191-17-015546.hdr.sgml : 20170228 20170228202504 ACCESSION NUMBER: 0001209191-17-015546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRION RICHARD L CENTRAL INDEX KEY: 0001187725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 17650976 MAIL ADDRESS: STREET 1: POPULAR INC & BANCO POPULAR DE STREET 2: 209 MONZ RIVERA AVE 3RD FL PURERTO RICO CITY: HATO REY STATE: PR ZIP: 00918 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-24 0 0000763901 POPULAR INC BPOP 0001187725 CARRION RICHARD L PO BOX 362708 SAN JUAN PR 00936-2708 PUERTO RICO 1 1 0 0 Chairman & CEO Common Stock Par Value $0.01 per share 2017-02-24 4 A 0 22097 0.00 A 366529.32 D Common Stock Par Value $0.01 per share 23 I by son Common Stock Par Value $0.01 per share 3408 I by Spouse Common Stock Par Value $0.01 per share 81955 I Junior Investment Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. Eighty percent (80%) of the award vests in equal annual installments on each of the first four (4) anniversaries of the approval date, and twenty percent (20%) of the award vests upon termination of the executive's employment after attaining (x) age 55 with 10 years of service or (y) age 60 with 5 years of service. Includes 837.077 shares acquired since Mr. Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act. Includes 326.50 shares acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16 of the Securities Exchange Act. Shares held by the estate of Mr. Carrion's deceased spouse. Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately 16.99% interest. Marie Reyes-Rodriguez, Attorney-in-fact 2017-02-28