0001209191-17-010866.txt : 20170214 0001209191-17-010866.hdr.sgml : 20170214 20170214193810 ACCESSION NUMBER: 0001209191-17-010866 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHINEA MANUEL CENTRAL INDEX KEY: 0001662985 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 17612349 MAIL ADDRESS: STREET 1: P O BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 1 0000763901 POPULAR INC BPOP 0001662985 CHINEA MANUEL P O BOX 362708 SAN JUAN PR 00936-2708 PUERTO RICO 0 1 0 0 Executive Vice President Common Stock Par Value $0.01 per share 2016-12-31 5 J 0 108.183 0.00 A 12528.003 D Phantom Stock 2016-05-20 4 A 0 544.372 27.073 A Common Stock Par Value $0.01 per share 544.372 2619.032 D Phantom Stock 2016-12-31 5 J 0 31.94 0.00 A Common Stock Par Value $0.01 per share 31.94 2650.972 D Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act. Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock. Transactions took place between January 4, 2016 and May 20, 2016. Shares were acquired under the Popular North America Deferral Plan. Includes 13.602 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act of 1934. Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time. This price is a weighted average price. These shares were acquired in multiple transactions ranging from $24.14 to $30.63, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote. Marie Reyes-Rodriguez, Attorney-in-fact 2017-02-14