0001209191-14-006001.txt : 20140130 0001209191-14-006001.hdr.sgml : 20140130 20140130192841 ACCESSION NUMBER: 0001209191-14-006001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140128 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOEL DAVID E. CENTRAL INDEX KEY: 0001548144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 14562257 MAIL ADDRESS: STREET 1: P O BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-28 0 0000763901 POPULAR INC BPOP 0001548144 GOEL DAVID E. P. O. BOX 362708 SAN JUAN PR 00936-2708 PUERTO RICO 1 0 0 0 Common Stock Par Value $0.01 per share 2014-01-28 2014-01-28 4 S 0 7641 28.34 D 20368 I Matrix Capital Management Fund II, LP Common Stock Par Value $0.01 per share 2014-01-29 2014-01-29 4 S 0 5731 27.74 D 14637 I Matrix Capital Management Fund II, LP Common Stock Par Value $0.01 per share 2014-01-30 2014-01-30 4 S 0 5731 26.60 D 8906 I Matrix Capital Management Fund II, LP Common Stock Par Value $0.01 per share 2014-01-28 2014-01-28 4 S 0 392359 28.34 D 1045808 I By Matrix Capital Management Master Fund, LP Common Stock Par Value $0.01 per share 2014-01-29 2014-01-29 4 S 0 294269 27.74 D 751539 I By Matrix Capital Management Master Fund, LP Common Stock Par Value $0.01 per share 2014-01-30 2014-01-30 4 S 0 294269 26.60 D 457270 I By Matrix Capital Management Master Fund, LP Common Stock Par Value $0.01 per share 2398 D This price is a weighted average price. These shares were sold in multiple transactions ranging from $28.20 to $28.59, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The Amount of Securities Beneficially Owned by Matrix Capital Management II, LP and Matrix Capital Management Master Fund, LP has been adjusted from the last Form 4 (Statement of Changes in Beneficial Ownership) filed by the Reporting Person to give effect to transfers of shares of common stock, par value $0.01 per share, between the two funds in connection with quarterly rebalancing transactions occurring prior to the transactions reported herein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. This price is a weighted average price. These shares were sold in multiple transactions ranging from $27.30 to $28.26, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. This price is a weighted average price. These shares were sold in multiple transactions ranging from $26.35 to $27.22, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Marie Reyes-Rodriguez, Attorney-in-fact 2014-01-30