0001209191-13-028116.txt : 20130522 0001209191-13-028116.hdr.sgml : 20130522 20130522172044 ACCESSION NUMBER: 0001209191-13-028116 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050216 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRION RICHARD L CENTRAL INDEX KEY: 0001187725 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34084 FILM NUMBER: 13865665 MAIL ADDRESS: STREET 1: POPULAR INC & BANCO POPULAR DE STREET 2: 209 MONZ RIVERA AVE 3RD FL PURERTO RICO CITY: HATO REY STATE: PR ZIP: 00918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660667416 FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2005-02-16 2005-02-17 0 0000763901 POPULAR INC BPOP 0001187725 CARRION RICHARD L PO BOX 362708 SAN JUAN PR 00936-2708 PUERTO RICO 1 1 0 0 Chairman & CEO Common Stock 2005-02-16 2005-02-16 4 A 0 60689 0.00 A 672525 D Common Stock 51216 I By children Common Stock 2000 I By wife Common Stock 1704535 I Junior Investment Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restrictions on such restricted stock lapse upon retirement of the executive officers. Represents Mr. Carrion's ownership of 18.27% in Junior Investment ("Junior Investment") Corporation, which owned 9,329,692 shares as of the date of the original filing. This amended filing is being made solely to correct Mr. Carrion's indirect ownership in Popular, Inc. Common Stock as a result of his ownership in Junior Investment Corporation ("Junior Investment"). In January 2005, Junior Investment effected a recapitalization pursuant to which it issued shares of preferred stock to one of its shareholders in exchange for a portion of such shareholder's common stock in Junior Investment. As a result of this transaction and the corresponding reduction in the common stock of Junior Investment outstanding, Mr. Carrion's ownership interest in Junior Investment increased from 17.89% to 18.27%. Marie Reyes-Rodriguez, Attorney-in-fact 2013-05-22