0001209191-13-028116.txt : 20130522
0001209191-13-028116.hdr.sgml : 20130522
20130522172044
ACCESSION NUMBER: 0001209191-13-028116
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20050216
FILED AS OF DATE: 20130522
DATE AS OF CHANGE: 20130522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARRION RICHARD L
CENTRAL INDEX KEY: 0001187725
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34084
FILM NUMBER: 13865665
MAIL ADDRESS:
STREET 1: POPULAR INC & BANCO POPULAR DE
STREET 2: 209 MONZ RIVERA AVE 3RD FL PURERTO RICO
CITY: HATO REY
STATE: PR
ZIP: 00918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POPULAR INC
CENTRAL INDEX KEY: 0000763901
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 660667416
FISCAL YEAR END: 1212
BUSINESS ADDRESS:
STREET 1: 209 MUNOZ RIVERA AVE
STREET 2: POPULAR CENTER BUILDING
CITY: HATO REY
STATE: PR
ZIP: 00918
BUSINESS PHONE: 7877659800
MAIL ADDRESS:
STREET 1: P.O. BOX 362708
CITY: SAN JUAN
STATE: PR
ZIP: 00936-2708
FORMER COMPANY:
FORMER CONFORMED NAME: BANPONCE CORP
DATE OF NAME CHANGE: 19920703
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2005-02-16
2005-02-17
0
0000763901
POPULAR INC
BPOP
0001187725
CARRION RICHARD L
PO BOX 362708
SAN JUAN
PR
00936-2708
PUERTO RICO
1
1
0
0
Chairman & CEO
Common Stock
2005-02-16
2005-02-16
4
A
0
60689
0.00
A
672525
D
Common Stock
51216
I
By children
Common Stock
2000
I
By wife
Common Stock
1704535
I
Junior Investment
Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restrictions on such restricted stock lapse upon retirement of the executive officers.
Represents Mr. Carrion's ownership of 18.27% in Junior Investment ("Junior Investment") Corporation, which owned 9,329,692 shares as of the date of the original filing.
This amended filing is being made solely to correct Mr. Carrion's indirect ownership in Popular, Inc. Common Stock as a result of his ownership in Junior Investment Corporation ("Junior Investment"). In January 2005, Junior Investment effected a recapitalization pursuant to which it issued shares of preferred stock to one of its shareholders in exchange for a portion of such shareholder's common stock in Junior Investment. As a result of this transaction and the corresponding reduction in the common stock of Junior Investment outstanding, Mr. Carrion's ownership interest in Junior Investment increased from 17.89% to 18.27%.
Marie Reyes-Rodriguez, Attorney-in-fact
2013-05-22