-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F2Ee9yKUGGz6fPxTAwLOqbkznP6hEqgBomlM/E3hSR/yTvKSDKd3DJcK+bQi6Qn6 S9oePmnBfDrpE/1DKkAAkw== 0000950144-02-011095.txt : 20021104 0000950144-02-011095.hdr.sgml : 20021104 20021104171915 ACCESSION NUMBER: 0000950144-02-011095 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021101 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POPULAR INC CENTRAL INDEX KEY: 0000763901 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660416582 STATE OF INCORPORATION: PR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13818 FILM NUMBER: 02808804 BUSINESS ADDRESS: STREET 1: 209 MUNOZ RIVERA AVE STREET 2: POPULAR CENTER BUILDING CITY: HATO REY STATE: PR ZIP: 00918 BUSINESS PHONE: 7877659800 MAIL ADDRESS: STREET 1: P.O. BOX 362708 CITY: SAN JUAN STATE: PR ZIP: 00936-2708 FORMER COMPANY: FORMER CONFORMED NAME: BANPONCE CORP DATE OF NAME CHANGE: 19920703 8-K 1 g79010e8vk.txt POPULAR, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2002 - ------------------------------------------------ ---------------- POPULAR, INC. ------------------------------------------------ (Exact name of registrant as specified in its charter) COMMONWEALTH OF PUERTO RICO NO. 0-13818 NO. 66-0416582 - ---------------------------------------------- ----------- ------------- (State or other jurisdiction of incorporation) (Commission (IRS Employer File Number) Identification No.)
209 MUNOZ RIVERA AVENUE HATO REY, PUERTO RICO 00918 --------------------------------------- --------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (787) 765-9800 -------------- ------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events On November 1, 2002 each of the Chairman, President and Chief Executive Officer, Richard L. Carrion, and Senior Executive Vice President and Chief Financial Officer, Jorge A. Junquera, of Popular, Inc. submitted to the Securities and Exchange Commission certified statements in relation with the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2002, pursuant 18 U.S.C. & 1350. A copy of each of these statements is attached hereto as Exhibit 99.1 and 99.2. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits 99.1 Certified statement of the Chairman, President and Chief Executive Officer, Richard L. Carrion, dated November 1, 2002 99.2 Certified statement of the Senior Executive Vice President and Chief Financial Officer, Jorge A. Junquera, dated November 1, 2002 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. POPULAR, INC. ------------- (Registrant) Date: November 4, 2002 By: S/Amilcar L. Jordan ---------------- ------------------- Name: Amilcar L. Jordan, Esq. Title: Senior Vice President and Comptroller EXHIBIT INDEX
Exhibit Number Description -------------- ----------- 99.1 Certified Statement of the Chairman, President and Chief Executive Officer, dated November 1, 2002. 99.2 Certified Statement of the Senior Executive Vice President and Chief Financial Officer, dated November 1, 2002.
EX-99.1 3 g79010exv99w1.txt CERTIFIED STATEMENT OF THE CHAIRMAN EXHIBIT 99.1 CERTIFICATION Pursuant to 18 U.S.C. ss. 1350, the undersigned officer of Popular, Inc. (the"Company"), hereby certifies [, to such officer's knowledge,] that the Company's Quarterly Report on Form 10Q for the quarter ended September 30, 2002 (the "Report") fully complies with the requirements of Section 13 (a) or 15 (d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: November 1, 2002 S/ Richard L. Carrion --------------------- Name: Richard L. Carrion Title: Chief Executive Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. ss. 1350 and is not being filed as part of the Report. EX-99.2 4 g79010exv99w2.txt CERTIFIED STATEMENT EXHIBIT 99.2 CERTIFICATION Pursuant to 18 U.S.C. ss. 1350, the undersigned officer of Popular, Inc. (the"Company"), hereby certifies [, to such officer's knowledge,] that the Company's Quarterly Report on Form 10Q for the quarter ended September 30, 2002 (the "Report") fully complies with the requirements of Section 13 (a) or 15 (d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: November 1, 2002 S/ Jorge A. Junquera -------------------- Name: Jorge A. Junquera Title: Chief Financial Officer The foregoing certification is being furnished solely pursuant to 18 U.S.C. ss. 1350 and is not being filed as part of the Report. -----END PRIVACY-ENHANCED MESSAGE-----