0001393725-19-000056.txt : 20190319
0001393725-19-000056.hdr.sgml : 20190319
20190318212753
ACCESSION NUMBER: 0001393725-19-000056
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20190319
DATE AS OF CHANGE: 20190318
EFFECTIVENESS DATE: 20190319
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0000763848
IRS NUMBER: 470875103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-335134
FILM NUMBER: 19690059
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20030416
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/
DATE OF NAME CHANGE: 19990407
D
1
primary_doc.xml
X0708
D
LIVE
0000763848
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
2049 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES
CA
CALIFORNIA
90067
(310) 552-5114
DELAWARE
NWQ INVESTMENT MANAGEMENT CO LLC
NWQ INVESTMENT MANAGEMENT CO /CA/
Limited Liability Company
true
N/A
NWQ Partners, LLC
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Promoter
Managing Member
Jon
Daniel
Bosse
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
President, Chief Investment Officer
Avi
Mark
Mizrachi
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Managing Director, General Counsel
Craig
Odell
Bailey
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Executive Vice President
Thomas
Joseph
Lavia
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Managing Director
Thomas
Ray
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Managing Director
Phyllis
Gregory
Thomas
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Senior Managing Director
Mary Ann
C.
Iudice
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Chief Compliance Officer
Other Banking and Financial Services
Decline to Disclose
- 06b
false
2019-02-28
true
true
true
Limited Liability Company interests in the form of "Units"
false
0
Indefinite
0
Indefinite
Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration.
true
1
18
0
0
0
false
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
Lucas A. Satre
Lucas A. Satre
Vice President and Assistant Secretary
2019-03-18