0001393725-19-000056.txt : 20190319 0001393725-19-000056.hdr.sgml : 20190319 20190318212753 ACCESSION NUMBER: 0001393725-19-000056 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190318 EFFECTIVENESS DATE: 20190319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-335134 FILM NUMBER: 19690059 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 D 1 primary_doc.xml X0708 D LIVE 0000763848 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA CALIFORNIA 90067 (310) 552-5114 DELAWARE NWQ INVESTMENT MANAGEMENT CO LLC NWQ INVESTMENT MANAGEMENT CO /CA/ Limited Liability Company true N/A NWQ Partners, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member Jon Daniel Bosse NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer President, Chief Investment Officer Avi Mark Mizrachi NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Managing Director, General Counsel Craig Odell Bailey NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Executive Vice President Thomas Joseph Lavia NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Managing Director Thomas Ray NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Managing Director Phyllis Gregory Thomas NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Senior Managing Director Mary Ann C. Iudice NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Chief Compliance Officer Other Banking and Financial Services Decline to Disclose 06b false 2019-02-28 true true true Limited Liability Company interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. true 1 18 0 0 0 false NWQ INVESTMENT MANAGEMENT COMPANY, LLC Lucas A. Satre Lucas A. Satre Vice President and Assistant Secretary 2019-03-18