0000950172-15-000038.txt : 20150311 0000950172-15-000038.hdr.sgml : 20150311 20150311141809 ACCESSION NUMBER: 0000950172-15-000038 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150311 DATE AS OF CHANGE: 20150311 EFFECTIVENESS DATE: 20150311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-168670 FILM NUMBER: 15692106 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 D/A 1 primary_doc.xml X0707 D/A LIVE 0000763848 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA CALIFORNIA 90067 (310) 712-4000 DELAWARE NWQ INVESTMENT MANAGEMENT CO LLC NWQ INVESTMENT MANAGEMENT CO /CA/ Limited Liability Company true N/A Nuveen NWQ Holdings, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member Jon D. Bosse NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-President & Chief Investment Officer John E. Conlin NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-President, Chief Operating Officer Other Banking and Financial Services Decline to Disclose 06b true 0000950172-13-000111 2011-10-31 true true true Limited Liability Company interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. false 31 0 0 0 false NWQ INVESTMENT MANAGEMENT COMPANY, LLC /s/ Lucas A. Satre Lucas A. Satre Vice President and Assistant Secretary 2015-03-11