0000950172-13-000111.txt : 20131113 0000950172-13-000111.hdr.sgml : 20131113 20131113150017 ACCESSION NUMBER: 0000950172-13-000111 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 EFFECTIVENESS DATE: 20131113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-168670 FILM NUMBER: 131214146 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 D/A 1 primary_doc.xml X0707 D/A LIVE 0000763848 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA CALIFORNIA 90067 (310) 552-5114 DELAWARE NWQ INVESTMENT MANAGEMENT CO LLC NWQ INVESTMENT MANAGEMENT CO /CA/ Limited Liability Company true N/A Nuveen NWQ Holdings, LLC 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Managing Member N/A Nuveen Investments, Inc. 333 West Wacker Drive Chicago IL ILLINOIS 60606 Promoter Parent of Managing Member Jon D. Bosse NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-President & Chief Investment Officer, Managing Director John E. Conlin NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Co-President, Chief Operating Officer Avi M. Mizrachi NWQ Investment Management Company, LLC 2049 Century Park East, 16th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Managing Director, General Counsel & Chief Compliance Officer Other Banking and Financial Services Decline to Disclose 06b true 0000950172-12-000065 2011-10-31 true true true Limited Liability Company interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration. false 25 0 0 0 false NWQ INVESTMENT MANAGEMENT COMPANY, LLC /s/ John MacCarthy John MacCarthy Vice President and Secretary (Designated Signatory) 2013-11-13