0000950172-13-000111.txt : 20131113
0000950172-13-000111.hdr.sgml : 20131113
20131113150017
ACCESSION NUMBER: 0000950172-13-000111
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20131113
DATE AS OF CHANGE: 20131113
EFFECTIVENESS DATE: 20131113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0000763848
IRS NUMBER: 470875103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-168670
FILM NUMBER: 131214146
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20030416
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/
DATE OF NAME CHANGE: 19990407
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0000763848
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
2049 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES
CA
CALIFORNIA
90067
(310) 552-5114
DELAWARE
NWQ INVESTMENT MANAGEMENT CO LLC
NWQ INVESTMENT MANAGEMENT CO /CA/
Limited Liability Company
true
N/A
Nuveen NWQ Holdings, LLC
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Promoter
Managing Member
N/A
Nuveen Investments, Inc.
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Promoter
Parent of Managing Member
Jon
D.
Bosse
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Co-President & Chief Investment Officer, Managing Director
John
E.
Conlin
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Co-President, Chief Operating Officer
Avi
M.
Mizrachi
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Managing Director, General Counsel & Chief Compliance Officer
Other Banking and Financial Services
Decline to Disclose
- 06b
true
0000950172-12-000065
2011-10-31
true
true
true
Limited Liability Company interests in the form of "Units"
false
0
Indefinite
0
Indefinite
Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration.
false
25
0
0
0
false
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
/s/ John MacCarthy
John MacCarthy
Vice President and Secretary (Designated Signatory)
2013-11-13