0000950172-11-000035.txt : 20111115
0000950172-11-000035.hdr.sgml : 20111115
20111114175011
ACCESSION NUMBER: 0000950172-11-000035
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0000763848
IRS NUMBER: 470875103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-168670
FILM NUMBER: 111204892
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/
DATE OF NAME CHANGE: 19990407
D
1
primary_doc.xml
X0704
D
LIVE
0000763848
NWQ INVESTMENT MANAGEMENT CO LLC
2049 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES
CA
CALIFORNIA
90067
(310) 712-4000
DELAWARE
NWQ INVESTMENT MANAGEMENT CO /CA/
Limited Liability Company
true
N/A
Nuveen NWQ Holdings, LLC
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Promoter
Managing Member
N/A
Nuveen Investments, Inc.
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Promoter
Parent of Managing Member
Jon
D.
Bosse
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Co-President & Chief Investment Officer, Managing Director
John
E.
Conlin
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Co-President, Chief Operating Officer
Avi
M.
Mizrachi
NWQ Investment Management Company, LLC
2049 Century Park East, 16th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Managing Director, General Counsel & Chief Compliance Officer
Other Banking and Financial Services
Decline to Disclose
- 06
false
2011-10-31
true
true
true
Limited Liability Company interests in the form of "Units"
false
0
Indefinite
0
Indefinite
Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration.
false
23
0
0
0
false
NWQ INVESTMENT MANAGEMENT CO LLC
/s/ John MacCarthy
John MacCarthy
Vice President and Secretary (Designated Signatory)
2011-11-14