The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc | COM | 00287Y109 | 34,811 | 562,288 | SH | DFND | 1,2 | 549,407 | 0 | 12,881 | |
Agrium Inc | COM | 008916108 | 40,777 | 450,973 | SH | DFND | 1,2 | 441,456 | 0 | 9,517 | |
Albany International Corp | CL A | 012348108 | 31,180 | 780,868 | SH | DFND | 1,2 | 780,822 | 0 | 46 | |
Alphabet Inc | CAP STK CL A | 02079K305 | 39,352 | 55,935 | SH | DFND | 1,2 | 54,470 | 0 | 1,465 | |
Ameris Bancorp | COM | 03076K108 | 37,261 | 1,254,563 | SH | DFND | 1,2 | 1,254,496 | 0 | 67 | |
Analogic Corp | COM PAR $0.05 | 032657207 | 43,457 | 547,037 | SH | DFND | 1 | 547,037 | 0 | 0 | |
Aon PLC | SHS CL A | G0408V102 | 125,895 | 1,152,571 | SH | DFND | 1,2 | 1,129,257 | 0 | 23,314 | |
Apache Corp | COM | 037411105 | 37,795 | 678,918 | SH | DFND | 1,2 | 665,676 | 0 | 13,242 | |
Apartment Investment & Management Co | CL A | 03748R101 | 6,615 | 149,805 | SH | DFND | 1 | 149,805 | 0 | 0 | |
Apartment Investment & Management Co | PFD CL A 6.875% | 03748R762 | 1,549 | 57,165 | SH | DFND | 1 | 57,165 | 0 | 0 | |
Ares Capital Corp | COM | 04010L103 | 9,861 | 694,403 | SH | DFND | 1 | 694,403 | 0 | 0 | |
ARRIS International PLC | SHS | G0551A103 | 14,710 | 701,799 | SH | DFND | 1,2 | 701,756 | 0 | 43 | |
Ashford Hospitality Trust Inc | 9% CUM PFD SER E | 044103505 | 3,834 | 149,174 | SH | DFND | 1 | 149,174 | 0 | 0 | |
AstraZeneca PLC | SPONSORED ADR | 046353108 | 17,298 | 572,985 | SH | DFND | 1 | 572,985 | 0 | 0 | |
Atmos Energy Corp | COM | 049560105 | 16,900 | 207,824 | SH | DFND | 1,2 | 207,797 | 0 | 27 | |
Avery Dennison Corp | COM | 053611109 | 9,456 | 126,501 | SH | DFND | 1,2 | 126,482 | 0 | 19 | |
Aviva PLC | ADR | 05382A104 | 1,970 | 184,250 | SH | DFND | 1 | 184,250 | 0 | 0 | |
Axis Capital Holdings Ltd | SHS | G0692U109 | 39,052 | 710,041 | SH | DFND | 1,2 | 704,428 | 0 | 5,613 | |
Bank of America Corp | COM | 060505104 | 53,390 | 4,023,331 | SH | DFND | 1,2 | 3,937,848 | 0 | 85,483 | |
Bio-Rad Laboratories Inc | CL A | 090572207 | 72,006 | 503,466 | SH | DFND | 1,2 | 500,678 | 0 | 2,788 | |
Boise Cascade Co | COM | 09739D100 | 33,728 | 1,469,644 | SH | DFND | 1,2 | 1,469,552 | 0 | 92 | |
Brandywine Realty Trust | SH BEN INT NEW | 105368203 | 98,344 | 5,853,831 | SH | DFND | 1,2 | 5,853,547 | 0 | 284 | |
Bruker Corp | COM | 116794108 | 3,686 | 162,115 | SH | DFND | 1,2 | 162,091 | 0 | 24 | |
Capital Bank Financial Corp | CL A COM | 139794101 | 49,350 | 1,713,529 | SH | DFND | 1,2 | 1,713,440 | 0 | 89 | |
Cedar Fair LP | DEPOSITRY UNIT | 150185106 | 2,446 | 42,300 | SH | DFND | 1 | 42,300 | 0 | 0 | |
Cheniere Energy Inc | COM NEW | 16411R208 | 80,872 | 2,153,721 | SH | DFND | 1,2 | 2,112,276 | 0 | 41,445 | |
Cigna Corp | COM | 125509109 | 86,056 | 672,362 | SH | DFND | 1,2 | 658,435 | 0 | 13,927 | |
Cisco Systems Inc | COM | 17275R102 | 48,613 | 1,694,411 | SH | DFND | 1,2 | 1,658,548 | 0 | 35,863 | |
CIT Group Inc | COM NEW | 125581801 | 120,408 | 3,773,376 | SH | DFND | 1,2 | 3,704,519 | 0 | 68,857 | |
CIT GROUP INC JULY16 CALL 36 | COM NEW | 125581801 | 1,615 | 50,600 | SH | Call | DFND | 1 | 50,600 | 0 | 0 |
Citigroup Inc | COM NEW | 172967424 | 131,563 | 3,103,639 | SH | DFND | 1,2 | 3,040,252 | 0 | 63,387 | |
Coherent Inc | COM | 192479103 | 121,643 | 1,325,374 | SH | DFND | 1,2 | 1,325,168 | 0 | 206 | |
Colony Capital Inc | CONV PFD-C | 19624R403 | 2,574 | 110,040 | SH | DFND | 1 | 110,040 | 0 | 0 | |
Copa Holdings SA | CL A | P31076105 | 11,532 | 220,659 | SH | DFND | 1,2 | 214,215 | 0 | 6,444 | |
CVR Partners LP | COM | 126633106 | 4,644 | 568,426 | SH | DFND | 1 | 568,426 | 0 | 0 | |
CVR PARTNERS LP AUG16 10 CALL | COM | 126633106 | 1,882 | 230,300 | SH | Call | DFND | 1 | 230,300 | 0 | 0 |
CVS Health Corp | COM | 126650100 | 58,170 | 607,584 | SH | DFND | 1,2 | 594,719 | 0 | 12,865 | |
Deltic Timber Corp | COM | 247850100 | 23,015 | 342,849 | SH | DFND | 1,2 | 342,828 | 0 | 21 | |
Discover Financial Services | COM | 254709108 | 103,079 | 1,923,482 | SH | DFND | 1,2 | 1,885,574 | 0 | 37,908 | |
Eaton Corp PLC | SHS | G29183103 | 3,129 | 52,380 | SH | DFND | 1 | 52,380 | 0 | 0 | |
Edison International | COM | 281020107 | 29,603 | 381,141 | SH | DFND | 1,2 | 373,646 | 0 | 7,495 | |
Elizabeth Arden Inc | COM | 28660G106 | 35,647 | 2,590,623 | SH | DFND | 1,2 | 2,590,445 | 0 | 178 | |
EnerSys | COM | 29275Y102 | 68,403 | 1,150,211 | SH | DFND | 1,2 | 1,150,137 | 0 | 74 | |
Ensco PLC | SHS CLASS A | G3157S106 | 795 | 81,863 | SH | DFND | 1 | 81,863 | 0 | 0 | |
Entegris Inc | COM | 29362U104 | 40,936 | 2,829,026 | SH | DFND | 1 | 2,829,026 | 0 | 0 | |
EQT Corp | COM | 26884L109 | 123,388 | 1,593,547 | SH | DFND | 1,2 | 1,560,589 | 0 | 32,958 | |
Euronet Worldwide Inc | COM | 298736109 | 28,327 | 409,405 | SH | DFND | 1,2 | 409,378 | 0 | 27 | |
Exxon Mobil Corp | COM | 30231G102 | 599 | 6,395 | SH | DFND | 1 | 6,395 | 0 | 0 | |
FBR & Co | COM NEW | 30247C400 | 10,863 | 727,609 | SH | DFND | 1 | 727,609 | 0 | 0 | |
Ford Motor Co | COM PAR $0.01 | 345370860 | 30,777 | 2,448,436 | SH | DFND | 1,2 | 2,399,222 | 0 | 49,214 | |
Forestar Group Inc | COM | 346233109 | 60,938 | 5,125,123 | SH | DFND | 1,2 | 5,124,806 | 0 | 317 | |
Fred's Inc | CL A | 356108100 | 53,470 | 3,319,082 | SH | DFND | 1,2 | 3,318,903 | 0 | 179 | |
Frontier Communications Corp | PFD CONV SER-A | 35906A207 | 12,240 | 129,083 | PRN | DFND | 1 | 129,083 | 0 | 0 | |
General Electric Co | COM | 369604103 | 56,258 | 1,787,110 | SH | DFND | 1,2 | 1,750,952 | 0 | 36,158 | |
General Motors Co | COM | 37045V100 | 85,066 | 3,005,868 | SH | DFND | 1,2 | 2,942,248 | 0 | 63,620 | |
Gilead Sciences Inc | COM | 375558103 | 9,034 | 108,300 | SH | DFND | 1 | 108,300 | 0 | 0 | |
GlaxoSmithKline PLC | SPONSORED ADR | 37733W105 | 89,939 | 2,075,187 | SH | DFND | 1,2 | 2,043,004 | 0 | 32,183 | |
GP Strategies Corp | COM | 36225V104 | 17,247 | 795,151 | SH | DFND | 1 | 795,151 | 0 | 0 | |
Haverty Furniture Cos Inc | COM | 419596101 | 27,148 | 1,505,739 | SH | DFND | 1,2 | 1,505,539 | 0 | 200 | |
Hercules Capital Inc | COM | 427096508 | 3,944 | 317,572 | SH | DFND | 1 | 317,572 | 0 | 0 | |
Heritage Financial Corp/WA | COM | 42722X106 | 34,254 | 1,948,471 | SH | DFND | 1,2 | 1,948,369 | 0 | 102 | |
Hess Corp | COM | 42809H107 | 63,306 | 1,053,350 | SH | DFND | 1,2 | 1,032,741 | 0 | 20,609 | |
HomeStreet Inc | COM | 43785V102 | 17,811 | 894,114 | SH | DFND | 1 | 894,114 | 0 | 0 | |
Hooker Furniture Corp | COM | 439038100 | 32,843 | 1,528,313 | SH | DFND | 1 | 1,528,313 | 0 | 0 | |
ICF International Inc | COM | 44925C103 | 18,731 | 457,960 | SH | DFND | 1,2 | 457,891 | 0 | 69 | |
Impax Laboratories Inc | COM | 45256B101 | 5,372 | 186,406 | SH | DFND | 1 | 186,197 | 0 | 209 | |
ING Groep NV | SPONSORED ADR | 456837103 | 31,879 | 3,086,014 | SH | DFND | 1,2 | 3,022,787 | 0 | 63,227 | |
Ingersoll-Rand PLC | SHS | G47791101 | 69,937 | 1,098,257 | SH | DFND | 1,2 | 1,076,851 | 0 | 21,406 | |
Integrated Device Technology Inc | COM | 458118106 | 28,916 | 1,436,476 | SH | DFND | 1 | 1,436,476 | 0 | 0 | |
Inter Parfums Inc | COM | 458334109 | 40,932 | 1,432,676 | SH | DFND | 1,2 | 1,432,598 | 0 | 78 | |
INTERPUBLIC GROUP JUL16 25 CALL | COM | 460690100 | 1,551 | 54,300 | SH | Call | DFND | 1 | 54,300 | 0 | 0 |
Interpublic Group of Cos Inc/The | COM | 460690100 | 63,396 | 2,744,402 | SH | DFND | 1,2 | 2,694,430 | 0 | 49,972 | |
iShares iBoxx $ Investment Grade Corporate Bond ETF | IBOXX INV CP ETF | 464287242 | 582 | 4,738 | SH | DFND | 1 | 4,414 | 0 | 324 | |
iShares Russell 1000 Value ETF | RUS 1000 VAL ETF | 464287598 | 713 | 6,911 | SH | DFND | 1 | 6,911 | 0 | 0 | |
John B Sanfilippo & Son Inc | COM | 800422107 | 41,780 | 1,034,869 | SH | DFND | 1,2 | 1,034,816 | 0 | 53 | |
JPMorgan Chase & Co | COM | 46625H100 | 108,538 | 1,746,671 | SH | DFND | 1,2 | 1,713,075 | 0 | 33,596 | |
Kimball Electronics Inc | COM | 49428J109 | 9,396 | 754,699 | SH | DFND | 1 | 754,699 | 0 | 0 | |
Koninklijke Philips NV | NY REG SH NEW | 500472303 | 73,240 | 2,936,664 | SH | DFND | 1,2 | 2,883,800 | 0 | 52,864 | |
Landec Corp | COM | 514766104 | 30,686 | 2,851,850 | SH | DFND | 1 | 2,851,850 | 0 | 0 | |
Lattice Semiconductor Corp | COM | 518415104 | 76,637 | 14,324,684 | SH | DFND | 1,2 | 14,323,878 | 0 | 806 | |
La-Z-Boy Inc | COM | 505336107 | 24,426 | 878,000 | SH | DFND | 1,2 | 877,881 | 0 | 119 | |
Lloyds Banking Group PLC | SPONSORED ADR | 539439109 | 65 | 21,921 | SH | DFND | 1 | 21,921 | 0 | 0 | |
Louisiana-Pacific Corp | COM | 546347105 | 28,302 | 1,631,216 | SH | DFND | 1,2 | 1,631,121 | 0 | 95 | |
Lumentum Holdings Inc | COM | 55024U109 | 4,851 | 200,437 | SH | DFND | 1,2 | 200,418 | 0 | 19 | |
Marten Transport Ltd | COM | 573075108 | 25,578 | 1,291,837 | SH | DFND | 1,2 | 1,291,756 | 0 | 81 | |
Materion Corp | COM | 576690101 | 50,503 | 2,039,683 | SH | DFND | 1,2 | 2,039,547 | 0 | 136 | |
MetLife Inc | COM | 59156R108 | 55,141 | 1,384,402 | SH | DFND | 1,2 | 1,353,495 | 0 | 30,907 | |
MGM Growth Properties LLC | CL A COM | 55303A105 | 6,270 | 235,000 | SH | DFND | 1 | 235,000 | 0 | 0 | |
Microsoft Corp | COM | 594918104 | 35,490 | 693,572 | SH | DFND | 1,2 | 680,199 | 0 | 13,373 | |
Mitel Networks Corp | COM | 60671Q104 | 92,023 | 14,629,970 | SH | DFND | 1,2 | 14,629,229 | 0 | 741 | |
Mitsubishi UFJ Financial Group Inc | SPONSORED ADR | 606822104 | 49 | 11,041 | SH | DFND | 1 | 11,041 | 0 | 0 | |
National CineMedia Inc | COM | 635309107 | 6,559 | 423,734 | SH | DFND | 1 | 423,734 | 0 | 0 | |
NATIONAL CINEMEDIA INC DEC16 17.5 CALL | COM | 635309107 | 1,548 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
Neenah Paper Inc | COM | 640079109 | 24,138 | 333,535 | SH | DFND | 1 | 333,535 | 0 | 0 | |
Nippon Telegraph & Telephone Corp | SPONSORED ADR | 654624105 | 10,221 | 217,090 | SH | DFND | 1 | 217,090 | 0 | 0 | |
NiSource Inc | COM | 65473P105 | 16,556 | 624,265 | SH | DFND | 1,2 | 624,174 | 0 | 91 | |
Nordstrom Inc | COM | 655664100 | 12,221 | 321,179 | SH | DFND | 1,2 | 321,008 | 0 | 171 | |
Novanta Inc | COM | 67000B104 | 41,613 | 2,746,706 | SH | DFND | 1 | 2,746,706 | 0 | 0 | |
Occidental Petroleum Corp | COM | 674599105 | 102,342 | 1,354,443 | SH | DFND | 1,2 | 1,327,406 | 0 | 27,037 | |
Oracle Corp | COM | 68389X105 | 144,571 | 3,532,160 | SH | DFND | 1,2 | 3,470,288 | 0 | 61,872 | |
Orbital ATK Inc | COM | 68557N103 | 36,429 | 427,872 | SH | DFND | 1,2 | 427,847 | 0 | 25 | |
PacWest Bancorp | COM | 695263103 | 48,525 | 1,219,846 | SH | DFND | 1,2 | 1,219,788 | 0 | 58 | |
Paramount Group Inc | COM | 69924R108 | 9,529 | 597,797 | SH | DFND | 1 | 597,797 | 0 | 0 | |
PayPal Holdings Inc | COM | 70450Y103 | 51,396 | 1,407,732 | SH | DFND | 1,2 | 1,381,061 | 0 | 26,671 | |
PennyMac Mortgage Investment Trust | COM | 70931T103 | 9,525 | 586,853 | SH | DFND | 1 | 586,853 | 0 | 0 | |
Pfizer Inc | COM | 717081103 | 73,781 | 2,095,468 | SH | DFND | 1,2 | 2,052,186 | 0 | 43,282 | |
PH Glatfelter Co | COM | 377316104 | 22,919 | 1,171,714 | SH | DFND | 1 | 1,171,646 | 0 | 68 | |
Philip Morris International Inc | COM | 718172109 | 32,245 | 316,994 | SH | DFND | 1,2 | 309,161 | 0 | 7,833 | |
Phillips 66 | COM | 718546104 | 42,519 | 535,909 | SH | DFND | 1,2 | 525,337 | 0 | 10,572 | |
PNC Financial Services Group Inc/The | COM | 693475105 | 43,610 | 535,818 | SH | DFND | 1,2 | 523,102 | 0 | 12,716 | |
PNM Resources Inc | COM | 69349H107 | 30,073 | 848,555 | SH | DFND | 1 | 848,555 | 0 | 0 | |
PrivateBancorp Inc | COM | 742962103 | 37,992 | 862,872 | SH | DFND | 1,2 | 862,840 | 0 | 32 | |
Ramco-Gershenson Properties Trust | COM SH BEN INT | 751452202 | 80,923 | 4,126,644 | SH | DFND | 1,2 | 4,126,409 | 0 | 235 | |
Raytheon Co | COM NEW | 755111507 | 65,552 | 482,175 | SH | DFND | 1,2 | 470,925 | 0 | 11,250 | |
Redwood Trust Inc | COM | 758075402 | 7,831 | 567,063 | SH | DFND | 1 | 567,063 | 0 | 0 | |
Reinsurance Group of America Inc | COM NEW | 759351604 | 23,988 | 247,321 | SH | DFND | 1,2 | 247,305 | 0 | 16 | |
Sagent Pharmaceuticals Inc | COM | 786692103 | 18,624 | 1,243,252 | SH | DFND | 1 | 1,243,252 | 0 | 0 | |
Seagate Technology PLC | SHS | G7945M107 | 1,726 | 70,840 | SH | DFND | 1 | 70,840 | 0 | 0 | |
Select Comfort Corp | COM | 81616X103 | 15,823 | 740,085 | SH | DFND | 1 | 740,085 | 0 | 0 | |
Southwest Airlines Co | COM | 844741108 | 21,680 | 552,911 | SH | DFND | 1,2 | 543,739 | 0 | 9,172 | |
Spire Inc | COM | 84857L101 | 66,543 | 939,345 | SH | DFND | 1,2 | 939,292 | 0 | 53 | |
State Street Corp | COM | 857477103 | 1,494 | 27,700 | SH | DFND | 1 | 27,700 | 0 | 0 | |
StoneMor Partners LP | COM UNITS | 86183Q100 | 2,087 | 83,325 | SH | DFND | 1 | 83,325 | 0 | 0 | |
Stoneridge Inc | COM | 86183P102 | 43,341 | 2,900,981 | SH | DFND | 1 | 2,900,981 | 0 | 0 | |
Suncor Energy Inc | COM | 867224107 | 62,016 | 2,236,426 | SH | DFND | 1,2 | 2,188,240 | 0 | 48,186 | |
Synchrony Financial | COM | 87165B103 | 21,695 | 858,183 | SH | DFND | 1,2 | 837,705 | 0 | 20,478 | |
Target Corp | COM | 87612E106 | 68,098 | 975,338 | SH | DFND | 1,2 | 957,638 | 0 | 17,700 | |
Taylor Morrison Home Corp | CL A | 87724P106 | 54,499 | 3,672,439 | SH | DFND | 1,2 | 3,671,622 | 0 | 817 | |
Telefonaktiebolaget LM Ericsson | ADR B SEK 10 | 294821608 | 7,579 | 986,870 | SH | DFND | 1 | 977,051 | 0 | 9,819 | |
Teradyne Inc | COM | 880770102 | 94,919 | 4,820,670 | SH | DFND | 1,2 | 4,765,189 | 0 | 55,481 | |
Terex Corp | COM | 880779103 | 6,004 | 295,636 | SH | DFND | 1 | 295,636 | 0 | 0 | |
Teva Pharmaceutical Industries Ltd | ADR | 881624209 | 84,278 | 1,677,841 | SH | DFND | 1,2 | 1,644,932 | 0 | 32,909 | |
Teva Pharmaceutical Industries Ltd | ADR | M8769Q136 | 20,794 | 25,144 | PRN | DFND | 1 | 25,144 | 0 | 0 | |
Time Warner Inc | COM NEW | 887317303 | 60,361 | 820,792 | SH | DFND | 1,2 | 800,687 | 0 | 20,105 | |
TOTAL SA | SPONSORED ADR | 89151E109 | 2,149 | 44,680 | SH | DFND | 1 | 44,680 | 0 | 0 | |
TPG Specialty Lending Inc | COM | 87265K102 | 3,757 | 226,209 | SH | DFND | 1 | 226,209 | 0 | 0 | |
TreeHouse Foods Inc | COM | 89469A104 | 92,790 | 903,945 | SH | DFND | 1,2 | 903,814 | 0 | 131 | |
TRI Pointe Group Inc | COM | 87265H109 | 51,887 | 4,389,781 | SH | DFND | 1,2 | 4,389,552 | 0 | 229 | |
TriState Capital Holdings Inc | COM | 89678F100 | 1,466 | 106,761 | SH | DFND | 1 | 106,761 | 0 | 0 | |
UBS Group AG | SHS | H42097107 | 1,154 | 89,040 | SH | DFND | 1 | 89,040 | 0 | 0 | |
Union Pacific Corp | COM | 907818108 | 50,853 | 582,844 | SH | DFND | 1,2 | 568,778 | 0 | 14,066 | |
United Parcel Service Inc | CL B | 911312106 | 12,694 | 117,840 | SH | DFND | 1 | 117,840 | 0 | 0 | |
Universal Electronics Inc | COM | 913483103 | 16,377 | 226,573 | SH | DFND | 1,2 | 226,540 | 0 | 33 | |
Unum Group | COM | 91529Y106 | 149,356 | 4,698,220 | SH | DFND | 1,2 | 4,617,479 | 0 | 80,741 | |
UNUMPROVIDENT CORP SEP16 CALL 36 | COM | 91529Y106 | 6,918 | 217,600 | SH | DFND | 1 | 217,600 | 0 | 0 | |
Vector Group Ltd | COM | 92240M108 | 8,704 | 388,247 | SH | DFND | 1 | 388,247 | 0 | 0 | |
VeriFone Systems Inc | COM | 92342Y109 | 12,706 | 685,316 | SH | DFND | 1 | 685,020 | 0 | 296 | |
Viacom Inc | CL B | 92553P201 | 117,544 | 2,834,430 | SH | DFND | 1,2 | 2,783,569 | 0 | 50,861 | |
Wal-Mart Stores Inc | COM | 931142103 | 36,342 | 497,706 | SH | DFND | 1,2 | 486,786 | 0 | 10,920 | |
Wells Fargo & Co | COM | 949746101 | 72,860 | 1,539,400 | SH | DFND | 1,2 | 1,507,398 | 0 | 32,002 | |
Wells Fargo & Co | PERP PFD CNV A | 949746804 | 16,939 | 13,038 | PRN | DFND | 1 | 13,038 | 0 | 0 | |
Western Alliance Bancorp | COM | 957638109 | 61,420 | 1,881,152 | SH | DFND | 1,2 | 1,881,070 | 0 | 82 |