0000909012-15-000273.txt : 20150814
0000909012-15-000273.hdr.sgml : 20150814
20150814093626
ACCESSION NUMBER: 0000909012-15-000273
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0000763848
IRS NUMBER: 470875103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01474
FILM NUMBER: 151052908
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20030416
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/
DATE OF NAME CHANGE: 19990407
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0000763848
XXXXXXXX
06-30-2015
06-30-2015
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
2049 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-01474
N
Jon D. Bosse
Chief Investment Officer
310 552 5114
/s/ JON D. BOSSE
Los Angeles
CA
08-12-2015
2
148
7231511
false
1
028-11405
Nuveen Investments, Inc.
2
028-16475
SEI Investments Management Corporation
INFORMATION TABLE
2
aci_13f.xml
AbbVie Inc
COM
00287Y109
103
1583682
SH
DFND
1
1552418
0
31264
Abengoa Yield plc
ORD SHS
G00349103
1555
49635
SH
DFND
1
49635
0
0
Agrium Inc
COM
008916108
79946
777825
SH
DFND
1
763576
0
14249
Albany International Corp
CL A
012348108
67185
1688075
SH
DFND
1,2
1687691
0
384
American International Group Inc
COM NEW
026874784
4707
76145
SH
DFND
1
76145
0
0
Analogic Corp
COM PAR $0.05
032657207
43610
552722
SH
DFND
1
552722
0
0
Aon PLC
SHS CL A
G0408V102
120333
1250244
SH
DFND
1
1228059
0
22185
Apache Corp
COM
037411105
63179
1124658
SH
DFND
1
1104725
0
19933
Apartment Investment & Management Co
PFD CL A 6.875%
03748R762
1533
57165
SH
DFND
1
57165
0
0
Ares Capital Corp
COM
04010L103
11578
703403
SH
DFND
1
703403
0
0
Ashford Hospitality Trust Inc
9% CUM PFD SER E
044103505
5982
227207
SH
DFND
1
227207
0
0
AstraZeneca PLC
SPONSORED ADR
046353108
9764
153255
SH
DFND
1
153255
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0
Astronics Corp
COM
046433108
45520
642120
SH
DFND
1,2
641964
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156
Avery Dennison Corp
COM
053611109
29690
491855
SH
DFND
1,2
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239
Aviva PLC
ADR
05382A104
4294
275785
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DFND
1
275785
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Axis Capital Holdings Ltd
SHS
G0692U109
21880
409964
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DFND
1,2
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280
Bank of America Corp
COM
060505104
87912
5337837
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DFND
1
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99538
Bank of New York Mellon Corp/The
COM
064058100
6978
166250
SH
DFND
1
166250
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0
Barclays PLC
ADR
06738E204
3032
184450
SH
DFND
1
184450
0
0
Bio-Rad Laboratories Inc
CL A
090572207
74313
497546
SH
DFND
1,2
497223
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323
Boise Cascade Co
COM
09739D100
22598
616086
SH
DFND
1
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0
0
Brandywine Realty Trust
SH BEN INT NEW
105368203
77127
5836226
SH
DFND
1,2
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1763
Bruker Corp
COM
116794108
37634
1843923
SH
DFND
1,2
1842675
0
1248
CA Inc
COM
12673P105
47849
1690434
SH
DFND
1
1660347
0
30087
Capital Bank Financial Corp
CL A COM
139794101
66453
2285968
SH
DFND
1,2
2285434
0
534
Caterpillar Inc
COM
149123101
6777
79900
SH
DFND
1
79900
0
0
Chevron Corp
COM
166764100
209
2166
SH
DFND
1
2166
0
0
Cisco Systems Inc
COM
17275R102
75043
2823691
SH
DFND
1
2768343
0
55348
CIT Group Inc
COM NEW
125581801
116013
2578209
SH
DFND
1
2531767
0
46442
Citigroup Inc
COM NEW
172967424
198023
3711975
SH
DFND
1
3640644
0
71331
Clearwater Paper Corp
COM
18538R103
11025
192402
SH
DFND
1
192270
0
132
Coherent Inc
COM
192479103
129497
2047777
SH
DFND
1,2
2047040
0
737
Copa Holdings SA
CL A
P31076105
44861
558277
SH
DFND
1
548805
0
9472
CVS Health Corp
COM
126650100
83235
819859
SH
DFND
1
804422
0
15437
Deltic Timber Corp
COM
247850100
32546
481162
SH
DFND
1,2
481007
0
155
Discover Financial Services
COM
254709108
115692
2070757
SH
DFND
1
2033136
0
37621
eBay Inc
COM
278642103
105162
1803886
SH
DFND
1
1771990
0
31896
Elizabeth Arden Inc
COM
28660G106
60851
4267228
SH
DFND
1,2
4265990
0
1238
EnerSys
COM
29275Y102
50104
712816
SH
DFND
1,2
712644
0
172
Entegris Inc
COM
29362U104
38725
2657841
SH
DFND
1
2657841
0
0
Euronet Worldwide Inc
COM
298736109
28295
458587
SH
DFND
1,2
458444
0
143
Express Inc
COM
30219E103
31733
1773653
SH
DFND
1
1772887
0
766
Exxon Mobil Corp
COM
30231G102
559
6715
SH
DFND
1
6715
0
0
FBR & Co
COM NEW
30247C400
18660
827752
SH
DFND
1
827491
0
261
Ford Motor Co
COM PAR $0.01
345370860
81355
5575205
SH
DFND
1
5488888
0
86317
Forestar Group Inc
COM
346233109
68433
5200069
SH
DFND
1,2
5198395
0
1674
Fred's Inc
CL A
356108100
14034
727509
SH
DFND
1,2
727312
0
197
Frontier Communications Corp
PFD CONV SER-A
35906A207
18032
180500
PRN
DFND
1
180500
0
0
General Electric Co
COM
369604103
88130
3424159
SH
DFND
1
3356876
0
67283
General Motors Co
COM
37045V100
128078
3982982
SH
DFND
1
3908312
0
74670
Gilead Sciences Inc
COM
375558103
17000
145200
SH
DFND
1
145200
0
0
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
21262
510500
SH
DFND
1
510500
0
0
Google Inc
CL A
38259P508
40082
77442
SH
DFND
1
75668
0
1774
GP Strategies Corp
COM
36225V104
24321
731686
SH
DFND
1
731686
0
0
GSI Group Inc
COM NEW
36191C205
40828
2716406
SH
DFND
1
2716406
0
0
Hercules Technology Growth Capital Inc
COM
427096508
5986
518300
SH
DFND
1
518300
0
0
Hess Corp
COM
42809H107
51159
789830
SH
DFND
1
775726
0
14104
Hilton Worldwide Holdings Inc
COM
43300A104
69123
2605334
SH
DFND
1
2544519
0
60815
HomeStreet Inc
COM
43785V102
7149
313266
SH
DFND
1
313266
0
0
Hooker Furniture Corp
COM
439038100
37632
1498688
SH
DFND
1
1498688
0
0
ICF International Inc
COM
44925C103
16556
474921
SH
DFND
1,2
474602
0
319
Impax Laboratories Inc
COM
45256B101
32318
710302
SH
DFND
1
710004
0
298
ING Groep NV
SPONSORED ADR
456837103
5122
308955
SH
DFND
1
308955
0
0
Ingersoll-Rand PLC
SHS
G47791101
90957
1393207
SH
DFND
1
1367817
0
25390
Inland Real Estate Corp
REDM PFD SER B
457461507
1917
73744
SH
DFND
1
73744
0
0
Integrated Device Technology Inc
COM
458118106
30955
1426476
SH
DFND
1
1426476
0
0
Intelsat SA
MAN CONV JR PFD
L5140P119
1225
42705
PRN
DFND
1
42705
0
0
Inter Parfums Inc
COM
458334109
47392
1396767
SH
DFND
1,2
1396400
0
367
Interpublic Group of Cos Inc/The
COM
460690100
94927
5087226
SH
DFND
1
5005117
0
82109
iShares iBoxx $ Investment Grade Corporate Bond ETF
IBOXX INV CP ETF
464287242
746
6446
SH
DFND
1
6010
0
436
Jazz Pharmaceuticals PLC
SHS USD
G50871105
22305
126680
SH
DFND
1,2
126594
0
86
JDS Uniphase Corp
COM PAR $0.001
46612J507
8155
704260
SH
DFND
1,2
703747
0
513
John B Sanfilippo & Son Inc
COM
800422107
27102
522193
SH
DFND
1,2
522050
0
143
JPMorgan Chase & Co
COM
46625H100
149388
2274578
SH
DFND
1
2234006
0
40572
Kimball Electronics Inc
COM
49428J109
6499
445424
SH
DFND
1
445424
0
0
Koninklijke Philips NV
NY REG SH NEW
500472303
71726
2817192
SH
DFND
1
2769219
0
47973
Laclede Group Inc/The
COM
505597104
63357
1217001
SH
DFND
1,2
1216646
0
355
Landec Corp
COM
514766104
22211
1539220
SH
DFND
1
1539220
0
0
Lattice Semiconductor Corp
COM
518415104
69688
11831640
SH
DFND
1,2
11828361
0
3279
La-Z-Boy Inc
COM
505336107
16332
620033
SH
DFND
1,2
619611
0
422
Loews Corp
COM
540424108
69147
1858304
SH
DFND
1
1822221
0
36083
Louisiana-Pacific Corp
COM
546347105
37631
2209681
SH
DFND
1,2
2209023
0
658
Marten Transport Ltd
COM
573075108
65252
3006999
SH
DFND
1,2
3006132
0
867
Marvell Technology Group Ltd
ORD
G5876H105
4414
334774
SH
DFND
1,2
334528
0
246
Materion Corp
COM
576690101
60637
1720204
SH
DFND
1,2
1719724
0
480
Merck & Co Inc
COM
58933Y105
4201
73790
SH
DFND
1
73790
0
0
MetLife Inc
COM
59156R108
108337
2004334
SH
DFND
1
1963871
0
40463
Microchip Technology Inc
COM
595017104
3028
63845
SH
DFND
1
63845
0
0
Microsemi Corp
COM
595137100
99994
2861068
SH
DFND
1,2
2860212
0
856
Microsoft Corp
COM
594918104
88031
2055978
SH
DFND
1
2019010
0
36968
Mitel Networks Corp
COM
60671Q104
95187
10826303
SH
DFND
1,2
10823050
0
3253
Mitsubishi UFJ Financial Group Inc
SPONSORED ADR
606822104
74
10316
SH
DFND
1
10316
0
0
MKS Instruments Inc
COM
55306N104
6926
182553
SH
DFND
1
182553
0
0
National CineMedia Inc
COM
635309107
1624
101775
SH
DFND
1
101775
0
0
National Storage Affiliates Trust
COM SHS BEN IN
637870106
9053
730045
SH
DFND
1
730045
0
0
Neenah Paper Inc
COM
640079109
30771
521895
SH
DFND
1
521895
0
0
NetApp Inc
COM
64110D104
72822
2370864
SH
DFND
1
2336128
0
34736
New Residential Investment Corp
COM NEW
64828T201
7281
477724
SH
DFND
1
477724
0
0
Nippon Telegraph & Telephone Corp
SPONSORED ADR
654624105
8703
239820
SH
DFND
1
239820
0
0
NorthStar Realty Finance Corp
COM NEW
66704R704
6288
395475
SH
DFND
1
395475
0
0
NRG Energy Inc
COM NEW
629377508
84706
3827179
SH
DFND
1
3758881
0
68298
Occidental Petroleum Corp
COM
674599105
130606
1728495
SH
DFND
1
1696877
0
31618
Oracle Corp
COM
68389X105
134927
3452208
SH
DFND
1
3396845
0
55363
Orbital ATK Inc
COM
68557N103
51174
697576
SH
DFND
1,2
697374
0
202
PACCAR Inc
COM
693718108
73458
1189962
SH
DFND
1
1169154
0
20808
PacWest Bancorp
COM
695263103
66556
1423363
SH
DFND
1,2
1422940
0
423
Paramount Group Inc
COM
69924R108
12498
741171
SH
DFND
1
741007
0
164
PennyMac Mortgage Investment Trust
COM
70931T103
11101
651379
SH
DFND
1
651215
0
164
Pfizer Inc
COM
717081103
141945
4372936
SH
DFND
1
4299909
0
73027
PH Glatfelter Co
COM
377316104
79433
3612239
SH
DFND
1
3611184
0
1055
Philip Morris International Inc
COM
718172109
34625
448043
SH
DFND
1
438683
0
9360
Phillips 66
COM
718546104
96137
1229601
SH
DFND
1
1209768
0
19833
Pinnacle West Capital Corp
COM
723484101
26426
464512
SH
DFND
1,2
464197
0
315
PNC Financial Services Group Inc/The
COM
693475105
68126
736063
SH
DFND
1
720548
0
15515
PrivateBancorp Inc
COM
742962103
49054
1236470
SH
DFND
1,2
1236082
0
388
Rambus Inc
COM
750917106
23970
1654245
SH
DFND
1,2
1653098
0
1147
Ramco-Gershenson Properties Trust
COM SH BEN INT
751452202
59784
3663231
SH
DFND
1,2
3662166
0
1065
Raytheon Co
COM NEW
755111507
60714
656461
SH
DFND
1,2
642600
0
13861
Redwood Trust Inc
COM
758075402
12637
822852
SH
DFND
1
822621
0
231
Reinsurance Group of America Inc
COM NEW
759351604
25671
275086
SH
DFND
1,2
274950
0
136
Royal Dutch Shell PLC
SPONS ADR A
780259206
72367
1305502
SH
DFND
1,2
1283417
0
22085
Sanofi
SPONSORED ADR
80105N105
126416
2636361
SH
DFND
1,2
2592872
0
43489
Seagate Technology PLC
SHS
G7945M107
12025
253160
SH
DFND
1
253160
0
0
StoneMor Partners LP
COM UNITS
86183Q100
3076
102025
SH
DFND
1
102025
0
0
Stoneridge Inc
COM
86183P102
37802
3228216
SH
DFND
1
3228216
0
0
Suncor Energy Inc
COM
867224107
78901
2958195
SH
DFND
1,2
2900778
0
57417
Target Corp
COM
87612E106
83527
1059947
SH
DFND
1,2
1040769
0
19178
Telefonaktiebolaget LM Ericsson
ADR B SEK 10
294821608
5587
535110
SH
DFND
1
535110
0
0
Teradyne Inc
COM
880770102
140290
7447094
SH
DFND
1,2
7358450
0
88644
Terex Corp
COM
880779103
11641
513534
SH
DFND
1
513362
0
172
Teva Pharmaceutical Industries Ltd
ADR
881624209
170694
2984606
SH
DFND
1,2
2934738
0
49868
Time Warner Inc
COM NEW
887317303
72051
855246
SH
DFND
1,2
837139
0
18107
TOTAL SA
SPONSORED ADR
89151E109
2848
57915
SH
DFND
1
57915
0
0
TPG Specialty Lending Inc
COM
87265K102
3985
234409
SH
DFND
1
234409
0
0
TreeHouse Foods Inc
COM
89469A104
75580
932743
SH
DFND
1,2
932472
0
271
TRI Pointe Group Inc
COM
87265H109
62083
4057694
SH
DFND
1,2
4056636
0
1058
UBS Group AG
SHS
H42097107
253
11940
SH
DFND
1
11940
0
0
UMH Properties Inc
CV RED PFD-A
903002202
218
8356
SH
DFND
1
8356
0
0
Union Pacific Corp
COM
907818108
69484
752194
SH
DFND
1,2
735456
0
16738
United Parcel Service Inc
CL B
911312106
10086
104075
SH
DFND
1
104075
0
0
Unum Group
COM
91529Y106
190252
5483472
SH
DFND
1,2
5395084
0
88388
Vector Group Ltd
COM
92240M108
3428
146125
SH
DFND
1
146125
0
0
VeriFone Systems Inc
COM
92342Y109
33124
975397
SH
DFND
1,2
974613
0
784
Viacom Inc
CL B
92553P201
122348
1951676
SH
DFND
1,2
1918273
0
33403
Wal-Mart Stores Inc
COM
931142103
64393
911502
SH
DFND
1,2
894410
0
17092
Wells Fargo & Co
COM
949746101
107937
1982833
SH
DFND
1,2
1944291
0
38542
Western Alliance Bancorp
COM
957638109
74608
2234213
SH
DFND
1,2
2233599
0
614
Weyerhaeuser Co
COM
962166104
313
9925
SH
DFND
1
9790
0
135