Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Aquila Investment Management LLC |
b. Street 1 | 120 West 45th Street |
Street 2 | Suite 3600 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10036 |
g. Telephone number (including country code if foreign) | 212-697-6666 |
h. Briefly describe the books and records kept at this location:
| Records related to its function as the administrator. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Investment Servicing (US) Inc. |
b. Street 1 | 4400 Computer Drive |
Street 2 | |
c. City | Westborough |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 01581 |
g. Telephone number (including country code if foreign) | 508-871-8500 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as the transfer agent. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286 |
g. Telephone number (including country code if foreign) | 212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as the custodian. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Iron Mountain |
b. Street 1 | 100 Harbor Drive |
Street 2 | |
c. City | Jersey City |
d. State, if applicable |
NEW JERSEY
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 07305 |
g. Telephone number (including country code if foreign) | 201-333-5176 |
h. Briefly describe the books and records kept at this location:
| All records not required to be kept on office premises of the registrant. |
Director Record:
1 |
a. Full Name | Diana P. Herrmann |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-03578 |
File Number Record:
2 |
File Number Record: | 811-04503 |
File Number Record:
3 |
File Number Record: | 811-02481 |
File Number Record:
4 |
File Number Record: | 811-04626 |
File Number Record:
5 |
File Number Record: | 811-04084 |
Director Record:
2 |
a. Full Name | John M. Burlingame |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-03578 |
File Number Record:
2 |
File Number Record: | 811-02481 |
Director Record:
3 |
a. Full Name | Russell K. Okata |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-03578 |
File Number Record:
2 |
File Number Record: | 811-02481 |
File Number Record:
3 |
File Number Record: | 811-04084 |