0001181431-12-067237.txt : 20121227 0001181431-12-067237.hdr.sgml : 20121227 20121227125039 ACCESSION NUMBER: 0001181431-12-067237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121224 FILED AS OF DATE: 20121227 DATE AS OF CHANGE: 20121227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serrianne Mark A CENTRAL INDEX KEY: 0001300732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 121286915 MAIL ADDRESS: STREET 1: 151 WEST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 rrd364932.xml FORM 4 X0306 4 2012-12-24 0 0000763532 LSI INDUSTRIES INC LYTS 0001300732 Serrianne Mark A 10000 ALLIANCE ROAD CINCINNATI OH 45242 1 0 0 0 Common Shares 2012-12-24 4 A 0 431 6.96 A 10087 D Option to Buy 8.55 2014-08-11 Common Shares 1500 1500 D Option to Buy 9.96 2014-10-27 Common Shares 5000 5000 D Option to Buy 10.71 2014-11-18 Common Shares 1500 1500 D Option to Buy 17.02 2015-11-15 Common Shares 1500 1500 D Option to Buy 17.6 2016-08-24 Common Shares 2500 2500 D Option to Buy 17.55 2016-11-14 Common Shares 1500 1500 D Option to Buy 19.76 2017-08-24 Common Shares 2500 2500 D Option to Buy 19.68 2017-11-15 Common Shares 1500 1500 D Option to Buy 8.98 2018-08-22 Common Shares 2500 2500 D Option to Buy 4.6 2018-11-20 Common Shares 1500 1500 D Option to Buy 8.4 2019-08-21 Common Shares 3500 3500 D Option to Buy 7.2 2019-11-19 Common Shares 1500 1500 D Option to Buy 5.21 2020-08-19 Common Shares 2500 2500 D Option to Buy 8.92 2020-11-18 Common Shares 1500 1500 D Option to Buy 6.68 2021-11-17 Common Shares 1500 1500 D Option to Buy 6.58 2022-08-15 Common Shares 2500 2500 D Option to Buy 6.28 2022-11-15 Common Shares 1500 1500 D Non-qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant. These holdings have been previously reported on Form 4. /s/ F. Mark Reuter as Attorney-in-Fact for Mark A. Serrianne 2012-12-27