0001140361-18-034814.txt : 20180801 0001140361-18-034814.hdr.sgml : 20180801 20180801165402 ACCESSION NUMBER: 0001140361-18-034814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foerster Andrew CENTRAL INDEX KEY: 0001634999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 18985456 MAIL ADDRESS: STREET 1: LSI INDUSTRIES, INC. STREET 2: 10000 ALLIANCE ROAD CITY: CINCINNATI STATE: OH ZIP: 45242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 doc1.xml FORM 4 X0306 4 2018-07-31 0 0000763532 LSI INDUSTRIES INC LYTS 0001634999 Foerster Andrew C/O 10000 ALLIANCE ROAD CINCINNATI OH 45242 0 1 0 0 Executive VP and CTO Common Shares 2018-07-31 4 A 0 465 4.89 A 16169 D Common Shares 19000 D Option to Buy 7.88 2025-03-02 Common Shares 50000 50000 D Option to Buy 9.39 2025-07-01 Common Shares 30000 30000 D Option to Buy 11.06 2026-07-01 Common Shares 30000 30000 D Option to Buy 9.39 2025-07-01 Common Shares 50000 50000 D Option to Buy 5.92 2027-08-17 Common Shares 30000 30000 D Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. The option vests in four equal annual installments beginning on March 2, 2016. These holdings have previously been reported on Form 4. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. The options vest ratably over a three year time period. /s/ F. Mark Reuter as Attorney-in-Fact for Andrew Foerster 2018-08-01