0001140361-18-020746.txt : 20180501 0001140361-18-020746.hdr.sgml : 20180501 20180501092345 ACCESSION NUMBER: 0001140361-18-020746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180427 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wells Dennis W. CENTRAL INDEX KEY: 0001621087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 18793513 MAIL ADDRESS: STREET 1: LSI INDUSTRIES, INC. STREET 2: 10000 ALLIANCE ROAD CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER NAME: FORMER CONFORMED NAME: Wells Dennis DATE OF NAME CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 doc1.xml FORM 4 X0306 4 2018-04-27 0 0000763532 LSI INDUSTRIES INC LYTS 0001621087 Wells Dennis W. 10000 ALLIANCE ROAD CINCINNATI OH 45242 1 0 0 0 Common Shares 2018-04-27 4 A 0 406 5.95 A 41277 D Common Shares 81685 D Option to Buy 5.96 2024-10-01 Common Shares 100000 100000 D Option to Buy 6.81 2024-11-20 Common Shares 75000 75000 D Option to Buy 6.55 2025-01-02 Common Shares 39923 39923 D Option to Buy 9.39 2025-07-01 Common Shares 45000 45000 D Option to Buy 11.06 2026-07-01 Common Shares 60000 60000 D Option to Buy 9.39 2025-07-01 Common Shares 90000 90000 D Option to Buy 10.2 2027-02-24 Common Shares 65963 65963 D Option to Buy 5.92 2027-08-17 Common Shares 60477 60477 D Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. These holdings have been previously reported on Form 4. On July 1, 2015, the Reporting Person was granted an option to purchase 90,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. The options vest in full on the third anniversary of the grant date. The options vest ratably over a three year time period. /s/ F. Mark Reuter as Attorney-in-Fact for Dennis W. Wells 2018-05-01