0001140361-17-040216.txt : 20171031
0001140361-17-040216.hdr.sgml : 20171031
20171031124143
ACCESSION NUMBER: 0001140361-17-040216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171027
FILED AS OF DATE: 20171031
DATE AS OF CHANGE: 20171031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wells Dennis W.
CENTRAL INDEX KEY: 0001621087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 171164842
MAIL ADDRESS:
STREET 1: LSI INDUSTRIES, INC.
STREET 2: 10000 ALLIANCE ROAD
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER NAME:
FORMER CONFORMED NAME: Wells Dennis
DATE OF NAME CHANGE: 20140930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
4
1
doc1.xml
FORM 4
X0306
4
2017-10-27
0
0000763532
LSI INDUSTRIES INC
LYTS
0001621087
Wells Dennis W.
10000 ALLIANCE ROAD
CINCINNATI
OH
45242
1
1
0
0
CEO and President
Common Shares
2017-10-27
4
A
0
453
6.65
A
38796
D
Common Shares
81685
D
Option to Buy
5.96
2024-10-01
Common Shares
100000
100000
D
Option to Buy
6.81
2024-11-20
Common Shares
75000
75000
D
Option to Buy
6.55
2025-01-02
Common Shares
39923
39923
D
Option to Buy
9.39
2025-07-01
Common Shares
45000
45000
D
Option to Buy
11.06
2026-07-01
Common Shares
60000
60000
D
Option to Buy
9.39
2025-07-01
Common Shares
90000
90000
D
Option to Buy
10.2
2027-02-24
Common Shares
65963
65963
D
Option to Buy
5.92
2027-08-17
Common Shares
60477
60477
D
Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
These holdings have been previously reported on Form 4.
On July 1, 2015, the Reporting Person was granted an option to purchase 90,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
The options vest in full on the third anniversary of the grant date.
The options vest ratably over a three year time period.
/s/ F. Mark Reuter as Attorney-in-Fact for Dennis W. Wells
2017-10-31