0001140361-17-032833.txt : 20170821
0001140361-17-032833.hdr.sgml : 20170821
20170821151622
ACCESSION NUMBER: 0001140361-17-032833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170818
FILED AS OF DATE: 20170821
DATE AS OF CHANGE: 20170821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STOWELL RONALD S
CENTRAL INDEX KEY: 0001206598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 171043015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
4
1
doc1.xml
FORM 4
X0306
4
2017-08-18
0
0000763532
LSI INDUSTRIES INC
LYTS
0001206598
STOWELL RONALD S
C/O LSI INDUSTRIES INC.
10000 ALLIANCE ROAD
CINCINNATI
OH
45242
0
1
0
0
VP, CFO and Treasurer
Common Shares
75325
D
Common Shares
2017-08-18
4
P
0
4000
6.039
A
31376
D
Option to Buy
6.81
2024-11-20
Common Shares
40000
40000
D
Option to Buy
7.20
2023-08-22
Common Shares
50000
50000
D
Option to Buy
6.58
2022-08-15
Common Shares
40000
40000
D
Option to Buy
19.76
2017-08-24
Common Shares
25000
25000
D
Option to Buy
8.98
2018-08-22
Common Shares
30000
30000
D
Option to Buy
8.4
2019-08-21
Common Shares
45000
45000
D
Option to Buy
9.39
2025-07-01
Common Shares
40000
40000
D
Option to Buy
11.06
2026-07-01
Common Shares
40000
40000
D
Option to Buy
9.39
2025-07-01
Common Shares
60000
60000
D
Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $6.035 to $6.04. The Reporting Person undertakes to provide full pricing information to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission upon request.
Options granted vest on the anniversary of the grant date, 9.2% in 2005, 40% in 2007 and 10.8% in 2008.
The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
These holdings have been previously reported on Form 4.
On July 1, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
/s/ F. Mark Reuter as Attorney in Fact for Ronald S. Stowell
2017-08-21