0001140361-17-032833.txt : 20170821 0001140361-17-032833.hdr.sgml : 20170821 20170821151622 ACCESSION NUMBER: 0001140361-17-032833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170818 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOWELL RONALD S CENTRAL INDEX KEY: 0001206598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 171043015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 doc1.xml FORM 4 X0306 4 2017-08-18 0 0000763532 LSI INDUSTRIES INC LYTS 0001206598 STOWELL RONALD S C/O LSI INDUSTRIES INC. 10000 ALLIANCE ROAD CINCINNATI OH 45242 0 1 0 0 VP, CFO and Treasurer Common Shares 75325 D Common Shares 2017-08-18 4 P 0 4000 6.039 A 31376 D Option to Buy 6.81 2024-11-20 Common Shares 40000 40000 D Option to Buy 7.20 2023-08-22 Common Shares 50000 50000 D Option to Buy 6.58 2022-08-15 Common Shares 40000 40000 D Option to Buy 19.76 2017-08-24 Common Shares 25000 25000 D Option to Buy 8.98 2018-08-22 Common Shares 30000 30000 D Option to Buy 8.4 2019-08-21 Common Shares 45000 45000 D Option to Buy 9.39 2025-07-01 Common Shares 40000 40000 D Option to Buy 11.06 2026-07-01 Common Shares 40000 40000 D Option to Buy 9.39 2025-07-01 Common Shares 60000 60000 D Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $6.035 to $6.04. The Reporting Person undertakes to provide full pricing information to the issuer, any securityholder of the issuer or the staff of the Securities and Exchange Commission upon request. Options granted vest on the anniversary of the grant date, 9.2% in 2005, 40% in 2007 and 10.8% in 2008. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. These holdings have been previously reported on Form 4. On July 1, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. /s/ F. Mark Reuter as Attorney in Fact for Ronald S. Stowell 2017-08-21