0001140361-17-017851.txt : 20170502 0001140361-17-017851.hdr.sgml : 20170502 20170502141725 ACCESSION NUMBER: 0001140361-17-017851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170428 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foster Paul T CENTRAL INDEX KEY: 0001635114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 17804308 MAIL ADDRESS: STREET 1: LSI INDUSTRIES INC. STREET 2: 10000 ALLIANCE ROAD CITY: CINCINNATI STATE: OH ZIP: 45242 4 1 doc1.xml FORM 4 X0306 4 2017-04-28 0 0000763532 LSI INDUSTRIES INC LYTS 0001635114 Foster Paul T C/O 10000 ALLIANCE ROAD CINCINNATI OH 45242 0 1 0 0 Executive VP and Secretary Common Shares 2017-04-28 4 A 0 207 9.01 A 9896 D Common Shares 4000 I By IRA Common Shares 12400 D Option to Buy 7.6 2025-02-09 Common Shares 15000 15000 D Option to Buy 9.39 2025-07-01 Common Shares 30000 30000 D Option to Buy 11.06 2026-07-01 Common Shares 30000 30000 D Option to Buy 9.39 2025-07-01 Common Shares 50000 50000 D Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. The option vests in four equal annual installments beginning on February 9, 2016. These holdings have been previously reported on Form 4. On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. /s/ F. Mark Reuter as Attorney-in-Fact for Paul T. Foster 2017-05-02