0001140361-17-014512.txt : 20170404 0001140361-17-014512.hdr.sgml : 20170404 20170404115409 ACCESSION NUMBER: 0001140361-17-014512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOWELL RONALD S CENTRAL INDEX KEY: 0001206598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 17736858 4 1 doc1.xml FORM 4 X0306 4 2017-03-31 0 0000763532 LSI INDUSTRIES INC LYTS 0001206598 STOWELL RONALD S C/O LSI INDUSTRIES INC. 10000 ALLIANCE ROAD CINCINNATI OH 45242 0 1 0 0 VP, CFO and Treasurer Common Shares 2017-03-31 4 A 0 274 10.12 A 74699 D Common Shares 27376 D Option to Buy 6.81 2024-11-20 Common Shares 40000 40000 D Option to Buy 7.20 2023-08-22 Common Shares 50000 50000 D Option to Buy 6.58 2022-08-15 Common Shares 40000 40000 D Option to Buy 19.76 2017-08-24 Common Shares 25000 25000 D Option to Buy 8.98 2018-08-22 Common Shares 30000 30000 D Option to Buy 8.4 2019-08-21 Common Shares 45000 45000 D Option to Buy 9.39 2025-07-01 Common Shares 40000 40000 D Option to Buy 11.06 2026-07-01 Common Shares 40000 40000 D Option to Buy 9.39 2025-07-01 Common Shares 60000 60000 D Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Options granted vest on the anniversary of the grant date, 9.2% in 2005, 40% in 2007 and 10.8% in 2008. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. These holdings have been previously reported on Form 4. On July 1, 2015, the Reporting Person was granted an option to purchase 60,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met. /s/ F. Mark Reuter as Attorney in Fact for Ronald S. Stowell 2017-04-04