0001140361-17-012084.txt : 20170315
0001140361-17-012084.hdr.sgml : 20170315
20170315154851
ACCESSION NUMBER: 0001140361-17-012084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170313
FILED AS OF DATE: 20170315
DATE AS OF CHANGE: 20170315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SFERRA JAMES P/
CENTRAL INDEX KEY: 0000936976
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 17691162
4
1
doc1.xml
FORM 4
X0306
4
2017-03-13
0
0000763532
LSI INDUSTRIES INC
LYTS
0000936976
SFERRA JAMES P/
LSI INDUSTRIES INC.
10000 ALLIANCE ROAD
CINCINNATI
OH
45242
1
0
0
0
Common Shares
2017-03-13
4
M
0
4260
6.81
A
269876
D
Common Shares
2017-03-13
4
S
0
4260
9.53
D
265616
D
Common Shares
2017-03-14
4
M
0
1821
6.81
A
267437
D
Common Shares
2017-03-14
4
S
0
1821
9.31
D
265616
D
Common Shares
60589
D
Option to Buy
6.81
2017-03-13
4
M
0
4260
0
D
2024-11-20
Common Shares
30000
1821
D
Option to Buy
6.81
2017-03-14
4
M
0
1821
0
D
2024-11-20
Common Shares
30000
0
D
Option to Buy
19.76
2017-08-24
Common Shares
20000
20000
D
Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
These holdings have been previously reported on Form 4.
/s/ F. Mark Reuter, Attorney-in-Fact for James P. Sferra
2017-03-15