0001140361-16-084263.txt : 20161101
0001140361-16-084263.hdr.sgml : 20161101
20161101094525
ACCESSION NUMBER: 0001140361-16-084263
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161028
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foerster Andrew
CENTRAL INDEX KEY: 0001634999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 161963493
MAIL ADDRESS:
STREET 1: LSI INDUSTRIES, INC.
STREET 2: 10000 ALLIANCE ROAD
CITY: CINCINNATI
STATE: OH
ZIP: 45242
4
1
doc1.xml
FORM 4
X0306
4
2016-10-28
0
0000763532
LSI INDUSTRIES INC
LYTS
0001634999
Foerster Andrew
C/O 10000 ALLIANCE ROAD
CINCINNATI
OH
45242
0
1
0
0
Executive VP and CTO
Common Shares
2016-10-28
4
A
0
256
8.86
A
6775
D
Common Shares
10500
D
Option to Buy
7.88
2025-03-02
Common Shares
50000
50000
D
Option to Buy
9.39
2025-07-01
Common Shares
30000
30000
D
Option to Buy
11.06
2026-07-01
Common Shares
30000
30000
D
Option to Buy
9.39
2025-07-01
Common Shares
50000
50000
D
Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
The option vests in four equal annual installments beginning on March 2, 2016.
These holdings have previously been reported on Form 4.
The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
On July 1, 2015, the Reporting Person was granted an option to purchase 50,000 shares of common stock. The option vests in three equal annual installments based on the Issuer's satisfaction of certain performance criteria for the fiscal year ending June 30, 2016. On September 8, 2016, it was determined that the performance criteria were met.
/s/ F. Mark Reuter as Attorney-in-Fact for Andrew Foerster
2016-11-01