0001140361-16-049977.txt : 20160203 0001140361-16-049977.hdr.sgml : 20160203 20160203134641 ACCESSION NUMBER: 0001140361-16-049977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SFERRA JAMES P/ CENTRAL INDEX KEY: 0000936976 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 161384191 4 1 doc1.xml FORM 4 X0306 4 2016-02-01 0 0000763532 LSI INDUSTRIES INC LYTS 0000936976 SFERRA JAMES P/ LSI INDUSTRIES INC. 10000 ALLIANCE ROAD CINCINNATI OH 45242 1 0 0 0 Common Shares 2016-02-01 4 S 0 30000 11.12 D 249532 D Common Shares 59351 D Option to Buy 6.81 2024-11-20 Common Shares 30000 30000 D Option to Buy 7.20 2023-08-22 Common Shares 50000 50000 D Option to Buy 6.58 2022-08-15 Common Shares 40000 40000 D Option to Buy 17.60 2016-08-24 Common Shares 25000 25000 D Option to Buy 19.76 2017-08-24 Common Shares 20000 20000 D Option to Buy 8.98 2018-08-22 Common Shares 20000 20000 D Option to Buy 8.4 2019-08-21 Common Shares 60000 60000 D Option to Buy 5.21 2020-08-19 Common Shares 22000 22000 D The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $11.01 to $11.29. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission upon request. Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. These holdings have been previously reported on Form 4. /s/ F. Mark Reuter, Attorney-in-Fact for James P. Sferra 2016-02-03