0001140361-16-049977.txt : 20160203
0001140361-16-049977.hdr.sgml : 20160203
20160203134641
ACCESSION NUMBER: 0001140361-16-049977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160201
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SFERRA JAMES P/
CENTRAL INDEX KEY: 0000936976
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 161384191
4
1
doc1.xml
FORM 4
X0306
4
2016-02-01
0
0000763532
LSI INDUSTRIES INC
LYTS
0000936976
SFERRA JAMES P/
LSI INDUSTRIES INC.
10000 ALLIANCE ROAD
CINCINNATI
OH
45242
1
0
0
0
Common Shares
2016-02-01
4
S
0
30000
11.12
D
249532
D
Common Shares
59351
D
Option to Buy
6.81
2024-11-20
Common Shares
30000
30000
D
Option to Buy
7.20
2023-08-22
Common Shares
50000
50000
D
Option to Buy
6.58
2022-08-15
Common Shares
40000
40000
D
Option to Buy
17.60
2016-08-24
Common Shares
25000
25000
D
Option to Buy
19.76
2017-08-24
Common Shares
20000
20000
D
Option to Buy
8.98
2018-08-22
Common Shares
20000
20000
D
Option to Buy
8.4
2019-08-21
Common Shares
60000
60000
D
Option to Buy
5.21
2020-08-19
Common Shares
22000
22000
D
The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $11.01 to $11.29. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer or the staff of the Securities Exchange Commission upon request.
Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
These holdings have been previously reported on Form 4.
/s/ F. Mark Reuter, Attorney-in-Fact for James P. Sferra
2016-02-03