0001140361-14-000436.txt : 20140103 0001140361-14-000436.hdr.sgml : 20140103 20140103150649 ACCESSION NUMBER: 0001140361-14-000436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serrianne Mark A CENTRAL INDEX KEY: 0001300732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 14505130 MAIL ADDRESS: STREET 1: 7730 ANNESDALE DRIVE CITY: CINCINNATI STATE: OH ZIP: 45243 4 1 doc1.xml FORM 4 X0306 4 2014-01-02 0 0000763532 LSI INDUSTRIES INC LYTS 0001300732 Serrianne Mark A 619 HIGH POINT DRIVE MOUNT DORA FL 32757 1 0 0 0 Common Shares 2014-01-02 4 A 0 1126 8.44 A 15769 D Option to Buy 8.55 2014-08-11 Common Shares 1500 1500 D Option to Buy 9.96 2014-10-27 Common Shares 5000 5000 D Option to Buy 10.71 2014-11-18 Common Shares 1500 1500 D Option to Buy 17.02 2015-11-15 Common Shares 1500 1500 D Option to Buy 17.6 2016-08-24 Common Shares 2500 2500 D Option to Buy 17.55 2016-11-14 Common Shares 1500 1500 D Option to Buy 19.76 2017-08-24 Common Shares 2500 2500 D Option to Buy 19.68 2017-11-15 Common Shares 1500 1500 D Option to Buy 8.98 2018-08-22 Common Shares 2500 2500 D Option to Buy 4.6 2018-11-20 Common Shares 1500 1500 D Option to Buy 8.40 2019-08-21 Common Shares 3500 3500 D Option to Buy 7.20 2019-11-19 Common Shares 1500 1500 D Option to Buy 5.21 2020-08-19 Common Shares 2500 2500 D Option to Buy 8.92 2020-11-28 Common Shares 1500 1500 D Option to Buy 6.68 2021-11-17 Common Shares 1500 1500 D Option to Buy 6.58 2022-08-15 Common Shares 2500 2500 D Option to Buy 6.28 2022-11-15 Common Shares 1500 1500 D Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date. These holdings have been previously reported on Form 4. Includes 1,804 shares held in the Company's Dividend Reinvestment Plan that have not been previously reported on Form 4. /s/ F. Mark Reuter, Attorney-in-Fact for Mark A. Serrianne 2014-01-03