0001140361-14-000436.txt : 20140103
0001140361-14-000436.hdr.sgml : 20140103
20140103150649
ACCESSION NUMBER: 0001140361-14-000436
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140103
DATE AS OF CHANGE: 20140103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serrianne Mark A
CENTRAL INDEX KEY: 0001300732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 14505130
MAIL ADDRESS:
STREET 1: 7730 ANNESDALE DRIVE
CITY: CINCINNATI
STATE: OH
ZIP: 45243
4
1
doc1.xml
FORM 4
X0306
4
2014-01-02
0
0000763532
LSI INDUSTRIES INC
LYTS
0001300732
Serrianne Mark A
619 HIGH POINT DRIVE
MOUNT DORA
FL
32757
1
0
0
0
Common Shares
2014-01-02
4
A
0
1126
8.44
A
15769
D
Option to Buy
8.55
2014-08-11
Common Shares
1500
1500
D
Option to Buy
9.96
2014-10-27
Common Shares
5000
5000
D
Option to Buy
10.71
2014-11-18
Common Shares
1500
1500
D
Option to Buy
17.02
2015-11-15
Common Shares
1500
1500
D
Option to Buy
17.6
2016-08-24
Common Shares
2500
2500
D
Option to Buy
17.55
2016-11-14
Common Shares
1500
1500
D
Option to Buy
19.76
2017-08-24
Common Shares
2500
2500
D
Option to Buy
19.68
2017-11-15
Common Shares
1500
1500
D
Option to Buy
8.98
2018-08-22
Common Shares
2500
2500
D
Option to Buy
4.6
2018-11-20
Common Shares
1500
1500
D
Option to Buy
8.40
2019-08-21
Common Shares
3500
3500
D
Option to Buy
7.20
2019-11-19
Common Shares
1500
1500
D
Option to Buy
5.21
2020-08-19
Common Shares
2500
2500
D
Option to Buy
8.92
2020-11-28
Common Shares
1500
1500
D
Option to Buy
6.68
2021-11-17
Common Shares
1500
1500
D
Option to Buy
6.58
2022-08-15
Common Shares
2500
2500
D
Option to Buy
6.28
2022-11-15
Common Shares
1500
1500
D
Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date.
These holdings have been previously reported on Form 4.
Includes 1,804 shares held in the Company's Dividend Reinvestment Plan that have not been previously reported on Form 4.
/s/ F. Mark Reuter, Attorney-in-Fact for Mark A. Serrianne
2014-01-03