0001140361-13-034294.txt : 20130827 0001140361-13-034294.hdr.sgml : 20130827 20130827154128 ACCESSION NUMBER: 0001140361-13-034294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130823 FILED AS OF DATE: 20130827 DATE AS OF CHANGE: 20130827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SFERRA JAMES P/ CENTRAL INDEX KEY: 0000936976 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 131062850 4 1 doc1.xml FORM 4 X0306 4 2013-08-23 0 0000763532 LSI INDUSTRIES INC LYTS 0000936976 SFERRA JAMES P/ LSI INDUSTRIES INC. 10000 ALLIANCE ROAD CINCINNATI OH 45242 1 1 0 0 Executive VP - Manufacturing Common Shares 339532 D Common Shares 2013-08-26 4 A 0 3321 7.19 A 53522 D Option to Buy 7.20 2013-08-23 4 A 0 50000 0 A 2023-08-22 Common Shares 50000 50000 D Option to Buy 6.58 2022-08-15 Common Shares 40000 40000 D Option to Buy 9.96 2014-10-27 Common Shares 30000 30000 D Option to Buy 17.60 2016-08-24 Common Shares 25000 25000 D Option to Buy 19.76 2017-08-24 Common Shares 20000 20000 D Option to Buy 8.98 2018-08-22 Common Shares 20000 20000 D Option to Buy 8.4 2019-08-21 Common Shares 60000 60000 D Option to Buy 5.21 2020-08-19 Common Shares 22000 22000 D Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date. These holdings have been previously reported on Form 4. /s/ F. Mark Reuter, Attorney-in-Fact for James P. Sferra 2013-08-27