0001140361-13-034294.txt : 20130827
0001140361-13-034294.hdr.sgml : 20130827
20130827154128
ACCESSION NUMBER: 0001140361-13-034294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130823
FILED AS OF DATE: 20130827
DATE AS OF CHANGE: 20130827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSI INDUSTRIES INC
CENTRAL INDEX KEY: 0000763532
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 310888951
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
BUSINESS PHONE: 5135796411
MAIL ADDRESS:
STREET 1: 10000 ALLIANCE RD
STREET 2: P O BOX 42728
CITY: CINCINNATI
STATE: OH
ZIP: 45242
FORMER COMPANY:
FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC
DATE OF NAME CHANGE: 19891121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SFERRA JAMES P/
CENTRAL INDEX KEY: 0000936976
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13375
FILM NUMBER: 131062850
4
1
doc1.xml
FORM 4
X0306
4
2013-08-23
0
0000763532
LSI INDUSTRIES INC
LYTS
0000936976
SFERRA JAMES P/
LSI INDUSTRIES INC.
10000 ALLIANCE ROAD
CINCINNATI
OH
45242
1
1
0
0
Executive VP - Manufacturing
Common Shares
339532
D
Common Shares
2013-08-26
4
A
0
3321
7.19
A
53522
D
Option to Buy
7.20
2013-08-23
4
A
0
50000
0
A
2023-08-22
Common Shares
50000
50000
D
Option to Buy
6.58
2022-08-15
Common Shares
40000
40000
D
Option to Buy
9.96
2014-10-27
Common Shares
30000
30000
D
Option to Buy
17.60
2016-08-24
Common Shares
25000
25000
D
Option to Buy
19.76
2017-08-24
Common Shares
20000
20000
D
Option to Buy
8.98
2018-08-22
Common Shares
20000
20000
D
Option to Buy
8.4
2019-08-21
Common Shares
60000
60000
D
Option to Buy
5.21
2020-08-19
Common Shares
22000
22000
D
Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
Options vest on the anniversary of the grant date, 15% in 2005, 33-1/3% in 2006, 33-1/3% in 2007 and 18-1/3% in 2008.
The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
These holdings have been previously reported on Form 4.
/s/ F. Mark Reuter, Attorney-in-Fact for James P. Sferra
2013-08-27