0001140361-12-032097.txt : 20120703 0001140361-12-032097.hdr.sgml : 20120703 20120703121327 ACCESSION NUMBER: 0001140361-12-032097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120703 DATE AS OF CHANGE: 20120703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serrianne Mark A CENTRAL INDEX KEY: 0001300732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 12942970 MAIL ADDRESS: STREET 1: 151 WEST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 4 1 doc1.xml FORM 4 X0306 4 2012-07-02 0 0000763532 LSI INDUSTRIES INC LYTS 0001300732 Serrianne Mark A 10000 ALLIANCE ROAD CINCINNATI X1 45242 1 0 0 0 Common Shares 2012-07-02 4 A 0 423 7.09 A 9209 D Option to Buy 8.55 2014-08-11 Common Shares 1500 1500 D Option to Buy 9.96 2014-10-27 Common Shares 5000 5000 D Option to Buy 10.71 2014-11-18 Common Shares 1500 1500 D Option to Buy 17.02 2015-11-15 Common Shares 1500 1500 D Option to Buy 17.6 2016-08-24 Common Shares 2500 2500 D Option to Buy 17.55 2016-11-14 Common Shares 1500 1500 D Option to Buy 19.76 2017-08-24 Common Shares 2500 2500 D Option to Buy 19.68 2017-11-15 Common Shares 1500 1500 D Option to Buy 8.98 2018-08-22 Common Shares 2500 2500 D Option to Buy 4.6 2018-11-20 Common Shares 1500 1500 D Option to Buy 8.40 2019-08-21 Common Shares 3500 3500 D Option to Buy 7.20 2019-11-19 Common Shares 1500 1500 D Option to Buy 5.21 2020-08-19 Common Shares 2500 2500 D Option to Buy 8.92 2020-11-28 Common Shares 1500 1500 D Option to Buy 6.68 2021-11-17 Common Shares 1500 1500 D Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the grant date. These holdings have been previously reported on Form 4. /s/ F. Mark Reuter, Attorney-in-Fact for Mark A. Serrianne 2012-07-03