0000892251-15-000173.txt : 20151120 0000892251-15-000173.hdr.sgml : 20151120 20151120094501 ACCESSION NUMBER: 0000892251-15-000173 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151120 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20151120 DATE AS OF CHANGE: 20151120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LSI INDUSTRIES INC CENTRAL INDEX KEY: 0000763532 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 310888951 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13375 FILM NUMBER: 151245219 BUSINESS ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5135796411 MAIL ADDRESS: STREET 1: 10000 ALLIANCE RD STREET 2: P O BOX 42728 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: LSI LIGHTING SYSTEMS INC DATE OF NAME CHANGE: 19891121 8-K 1 form8k112015.htm FORM 8-K FOR NOVEMBER 20, 2015

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  November 19, 2015

LSI INDUSTRIES INC.
(Exact name of Registrant as specified in its Charter)


Ohio
0-13375
31-0888951
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
 
(IRS Employer Identification No.)

10000 Alliance Road, Cincinnati, Ohio
  
45242
(Address of Principal Executive Offices)
  
(Zip Code)

Registrant's telephone number, including area code
  
(513) 793-3200

                                                                                                                                                                      
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 ☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 ☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 ☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(e)            At the Annual Meeting of Shareholders of LSI Industries Inc., which was held on November 19, 2015, the shareholders of the Company approved amendments to the LSI Industries Inc. Amended and Restated 2012 Stock Incentive Plan (the "2012 Plan") to increase the number of common shares available for issuance thereunder by 1,200,000 and to increase the number of stock options or stock appreciation rights that may be granted to an individual in a calendar year by 75,000.  Shareholders also re-approved the material terms of the performance measures set forth in the 2012 Plan.


Item 5.07 – Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Shareholders of LSI Industries Inc. was held on November 19, 2015 at which the following matters were submitted to a vote of shareholders:

(a)            Votes regarding the election of seven directors.

  Name
For
Withheld
Broker Non-Votes
Robert P. Beech
18,178,323.99
770,382.11
3,839,398.00
Gary P. Kreider
16,543,638.28
2,405,067.83
3,839,398.00
Dennis B. Meyer
18,174,429.99
774,276.11
3,839,398.00
Wilfred T. O'Gara
18,191,589.99
757,116.11
3,839,398.00
Mark A. Serrianne
18,195,410.04
753,306.07
3,839,398.00
James P. Sferra
17,808,889.04
1,139,827.07
3,839,398.00
Dennis W. Wells
17,985,812.99
962,893.11
3,839,398.00

(b)            Votes regarding the ratification of the Audit Committee's appointment of Grant Thornton LLP as LSI's Independent Registered Public Accounting Firm for fiscal 2016.

For
Against
Abstain
22,602,060.26
65,176.05
120,975.95

(c)            Votes regarding the approval of amendments to the 2012 Plan to increase the number of common shares available for issuance by 1,200,000 and to increase the number of stock options or stock appreciation rights that may be granted to an individual in a calendar year by 75,000 and the re-approval of the material terms of the performance measures set forth in the 2012 Plan.
.

For
Against
Abstain
Broker Non-Votes
13,547,313.64
5,259,526.06
141,974.55
3,839,398.00

(d)            Advisory votes on the Company's executive compensation as described in the Company's Proxy Statement.

For
Against
Abstain
Broker Non-Votes
17,871,216.20
862,237.52
215,360.54
3,839,398.00


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
   
LSI INDUSTRIES INC.
     
   
BY:  /s/Ronald S. Stowell  
   
Ronald S. Stowell
   
Vice President, Chief Financial Officer and Treasurer
   
(Principal Accounting Officer)
November 20, 2015