0001437749-22-009532.txt : 20220422 0001437749-22-009532.hdr.sgml : 20220422 20220422161737 ACCESSION NUMBER: 0001437749-22-009532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211008 FILED AS OF DATE: 20220422 DATE AS OF CHANGE: 20220422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 22845772 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 rdgdoc.xml FORM 4 X0306 4 2021-10-08 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H 5556 HIGHWAY 9 ARMSTRONG IA 50514 1 Common Stock 2021-10-08 4 W 0 637819 0 A 637819 I McConnell Legacy Investments, LLC Common Stock 2022-03-02 4 W 0 1512000 0 A 2149819 I McConnell Legacy Investments, LLC Common Stock 2022-04-20 4 A 0 1000 0 A 136500 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 5000 I By child #1 Common Stock 5000 I By child #2 Stock Option (Right to Buy) 6.7500 2012-04-26 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.4000 2013-04-25 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.1500 2014-04-29 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.7000 2015-04-22 2025-04-22 Common Stock 2000 2000 D Represents fully-vested restricted stock granted pursuant to the director compensation plan. These shares were transferred from the JWM Irrevocable Trust subsequent to the passing of J. Ward McConnell, Jr. The Reporting Person serves as a trustee of the JWM Irrevocable Trust and Managing Member of McConnell Legacy Investments, LLC, to which these shares are titled. /s/ Edward Peilen as attorney-in-fact for Marc H. McConnell pursuant to a power of attorney filed previously. 2022-04-22