0001437749-21-027764.txt : 20211202 0001437749-21-027764.hdr.sgml : 20211202 20211202212232 ACCESSION NUMBER: 0001437749-21-027764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 211468506 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 rdgdoc.xml FORM 4 X0306 4 2021-11-30 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H 5556 HIGHWAY 9 ARMSTRONG IA 50514 1 Common Stock 2021-11-30 4 A 0 1000 0 A 109500 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 5000 I By child #1 Common Stock 5000 I By child #2 Stock Option (Right to Buy) 6.7500 2012-04-26 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.4000 2013-04-25 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.1500 2014-04-29 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.7000 2015-04-22 2025-04-22 Common Stock 2000 2000 D Represents fully-vested restricted stock granted pursuant to the director compensation plan. Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and(iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24. /s/ Sarah Tucher as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed. 2021-12-02