0001062993-23-001610.txt : 20230130 0001062993-23-001610.hdr.sgml : 20230130 20230130175642 ACCESSION NUMBER: 0001062993-23-001610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230126 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 23569407 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-01-26 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H 5556 HIGHWAY 9 ARMSTRONG IA 50514 1 0 0 0 Common Stock 2023-01-26 4 A 0 25000 0 A 164500 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 5000 I By child #1 Common Stock 5000 I By child #2 Common Stock 2149819 I McConnell Legacy Investments, LLC Stock Option (Right to Buy) 6.4000 2013-04-25 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.1500 2014-04-29 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.7000 2015-04-22 2025-04-22 Common Stock 2000 2000 D Represents 25,000 shares of restricted stock for which risks of forfeiture lapse as to 8,334 shares on 1/26/2024 and as to 8,333 shares on 1/26/2025 and 1/26/2026. The Reporting Person serves as Managing Member of McConnell Legacy Investments, LLC. /s/ Edward Peilen as attorney-in-fact for Marc H. McConnell pursuant to a power of attorney filed previously. 2023-01-30