0000914190-21-000330.txt : 20210902
0000914190-21-000330.hdr.sgml : 20210902
20210902165752
ACCESSION NUMBER: 0000914190-21-000330
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20210902
DATE AS OF CHANGE: 20210902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCONNELL MARC H
CENTRAL INDEX KEY: 0001257238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05131
FILM NUMBER: 211233994
MAIL ADDRESS:
STREET 1: 1118 N QUEEN ST
CITY: KINSTON
STATE: NC
ZIP: 28501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC
CENTRAL INDEX KEY: 0000007623
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
IRS NUMBER: 420920725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: P O BOX 288
CITY: ARMSTRONG
STATE: IA
ZIP: 50514
BUSINESS PHONE: 7128643131
MAIL ADDRESS:
STREET 1: P O BOX 288
CITY: ARMSTRONG
STATE: IA
ZIP: 50514
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-08-31
0000007623
ARTS WAY MANUFACTURING CO INC
ARTW
0001257238
MCCONNELL MARC H
5556 HIGHWAY 9
ARMSTRONG
IA
50514
1
0
0
0
Common Stock
2021-08-31
4
A
0
1000
0
A
108500
D
Common Stock
5000
I
By IRA #1
Common Stock
580
I
By IRA #2
Common Stock
5000
I
By child #1
Common Stock
5000
I
By child #2
Stock Option (Right to Buy)
6.75
2012-04-26
2022-04-26
Common Stock
2000
2000
D
Stock Option (Right to Buy)
6.40
2013-04-25
2023-04-25
Common Stock
2000
2000
D
Stock Option (Right to Buy)
6.15
2014-04-29
2024-04-29
Common Stock
2000
2000
D
Stock Option (Right to Buy)
4.70
2015-04-22
2025-04-22
Common Stock
2000
2000
D
Represents fully-vested restricted stock granted pursuant to the director compensation plan.
Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/31/22; (ii) 8,334 shares of restricted stock for which the risks of forfeiture lapse as to 4,167 shares on each of 1/30/22 and 1/30/23; and (iii) 20,000 shares of restricted stock for which risks of forfeiture lapse as to 6,667 shares on 1/19/22 and 1/19/23 and as to 6,666 shares on 1/19/24.
/s/ Sarah Tucher as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed.
2021-09-02