0000914190-20-000100.txt : 20200303 0000914190-20-000100.hdr.sgml : 20200303 20200303161136 ACCESSION NUMBER: 0000914190-20-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200229 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 20682309 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-29 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H 5556 HIGHWAY 9 ARMSTRONG IA 50514 1 0 0 0 Common Stock 2020-02-29 4 A 0 1000 0 A 80500 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 4250 I By spouse Common Stock 5000 I By child #1 Common Stock 5000 I By child #2 Stock Option (Right to Buy) 8.66 2011-04-28 2021-04-28 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.75 2012-04-26 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.40 2013-04-25 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.15 2014-04-29 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.70 2015-04-22 2025-04-22 Common Stock 2000 2000 D Represents fully-vested restricted stock granted pursuant to the director compensation plan. Includes (i) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23. /s/ Amanda Lorentz as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed. 2020-03-02