0000914190-19-000362.txt : 20190904 0000914190-19-000362.hdr.sgml : 20190904 20190904161736 ACCESSION NUMBER: 0000914190-19-000362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190831 FILED AS OF DATE: 20190904 DATE AS OF CHANGE: 20190904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 191074744 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-31 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H 5556 HIGHWAY 9 ARMSTRONG IA 50514 1 0 0 0 Common Stock 2019-08-31 4 A 0 1000 0 A 66000 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 4250 I By spouse Common Stock 5000 I By child #1 Common Stock 5000 I By child #2 Stock Option (Right to Buy) 8.66 2011-04-28 2021-04-28 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.75 2012-04-26 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.40 2013-04-25 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.15 2014-04-29 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.70 2015-04-22 2025-04-22 Common Stock 2000 2000 D Represents fully-vested restricted stock granted pursuant to the director compensation plan. Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22. /s/ Amanda Lorentz as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed. 2019-09-04